拍卖企业信息报送：职责划分、报送要求与数据审核流程

拍卖企业信息报送职责划分

为规范拍卖行业信息报送工作，Identify the auction company、地方商务主管部门及拍卖行业协会的职责，特制定本办法。拍卖企业是指依据《拍卖法》《拍卖管理办法》等规定，Auction companies established with approval in accordance with the law。拍卖行业协会是指接受本地区商务主管部门委托，Responsible for reporting auction company information、Local auction industry association for verification and summary work。信息系统指商务部市场建设司建立的全国拍卖行业管理信息系统。

拍卖企业应认真履行信息报送义务，reality、on time、precise、Submit information comprehensively。Basic information submitted by auction companies、经营信息依法受保护，Without the consent of the Ministry of Commerce or provincial commerce authorities，No unit or individual may publish any information submitted by auction companies。

商务部归口管理全国拍卖行业信息报送工作，Provincial commerce authorities are responsible for the information submission, supervision and verification of auction companies in their regions.。China Auction Industry Association accepted the commission from the Ministry of Commerce，Responsible for information reporting、Data verification and analysis, etc.，After approval by the Ministry of Commerce，Can publish national auction industry data and research reports。Areas with mature conditions，The competent commerce department may entrust the auction industry association to undertake the reporting of corporate information in the region.、Verification and summary work。

报送时间与信息要求

经依法批准设立的拍卖企业，Since the date of establishment，应于每月6日前（遇法定节假日顺延）报送本企业的基本信息及上月经营信息。当月未开展经营活动的拍卖企业，也须按时报送信息，Relevant operating data is reported as zero。

拍卖企业设立非独立法人分支机构的，应汇总分支机构的经营情况后统一报送。Local commercial authorities shall, according to work needs,，可要求本地区拍卖企业非独立法人分支机构报送信息。The information reported by branches can be queried separately，Not included in the summary results of regional and national information submissions。

拍卖企业填报经营信息时，应注意以下事项：

1. Turnover、Commission amount、Business tax、The unit of corporate income tax, etc. is 10,000 yuan (RMB)，Keep to two decimal places；
2. Turnover、The events are reported according to the actual occurrence of the month，Commission amount、Business tax、The amount of corporate income tax is reported based on the actual amount collected or paid in the month；
3. Real estate includes buildings occupying land、Structure ownership and land use rights；
4. Intangible assets include trademark rights、专利权、Copyright、motor vehicle license plate、Property rights such as naming rights and franchise rights；
5. Cultural relics and artworks include modern and contemporary artworks；
6. Publish multiple announcements to hold auctions with the same subject，Fill in the auction number as 1 time；Hold multiple auctions for the same subject，Fill in the auction number as 1 time；
7. Government departments include land and resources、customs、public security、Industry and commerce、Taxation and other departments，financial institutions including banks、Asset management companies and other units；
8. Lots of different categories auctioned at the same auction，The event is reported once in the category with a large proportion of turnover.；The proportion of the transaction volume of a single category target does not exceed 90%，Turnover、The commission amount should be reported one by one according to different categories.；The proportion of the transaction volume of a single category of targets exceeds 90%，可按照该类别集中填报；
9. Two or more auction companies jointly hold auctions，The auction number shall be filled in by the sponsoring auction company，Turnover、The commission amount shall be reported separately by the auction companies participating in the joint auction according to their respective agreed amounts.。

数据审核与修正流程

Provincial commerce department、拍卖行业协会应组织地（市）级商务主管部门、The Auction Industry Association completes the review of last month’s data before the 10th of each month，and aggregate lock data。After data summary is locked，Auction companies cannot modify or supplement data。

若拍卖企业报送的数据有误，按以下情形处理：

• Prefecture (city) level commerce authorities、The Auction Industry Association has not yet compiled data，可由拍卖企业自行修改更正；
• Prefecture (city) level commerce authorities、拍卖行业协会已汇总数据的，拍卖企业可向地（市）级商务主管部门、Auction Industry Association application for revocation summary，or to the provincial commerce department、Auction Industry Association applies for direct modification and correction；
• Provincial commerce department、拍卖行业协会已汇总数据的，拍卖企业可向省级商务主管部门、Auction Industry Association application for revocation summary。

Ministry of Commerce、The China Auction Industry Association collects and locks the data submitted by auction companies across the country every month.。After data summary is locked，The data submitted by the auction company cannot be modified.。The auction company discovers that there are indeed errors in the submitted data，Available via email、fax、Report the relevant information to the China Auction Industry Association for record through internal emails in the information system.。

local commerce authorities、Auction Industry Association、Auction companies should designate a dedicated person to be responsible for information submission.，And submit the contact information through the information system or paper submission.，Establish a contact mechanism。

违规处理与实施

地方商务主管部门应将未按时报送信息的拍卖企业列入重点监控名单，Timely supervision，The information submitted by auction enterprises will be used as an important reference for supervision and verification and enterprise qualification assessment.。本办法自印发之日起实施，由商务部负责解释。