Global Financial Licences

纳闽货币经纪牌照申请 LFSA应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 首先确定本项属于经营许可、Industry Member、General registration or ongoing compliance support。The legal effect of different result documents cannot replace each other.。 Supplement products according to actual business、main body、market、Personnel and operations information；Specific competent authority、The applicable conditions and methods of undertaking should be confirmed item by item before entrustment.。 申请资料需要体现真实运营 就纳闽方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。 官方资料核对 用于核对本项涉及的制度或办理渠道；The information preparation guide does not mean that all local conditions have been verified item by item.。 Banking – Financial Services | Labuan FSA（查阅日期：2026October 23

美国 MSB 牌照申请（FinCEN）应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 FinCEN的MSB属于联邦反洗钱登记。是否另需州级汇款等许可，要按业务活动和服务地区另行判断。 登记不是政府推荐、信誉担保或全美通用经营许可；应把联邦登记、州级准入和实际合规义务分开管理。 申请资料需要体现真实运营 就美国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

美国MTL汇款机构牌照申请应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 支付、Remittance、Currency exchange、Electronic money and payment agents need to be judged separately according to business processes。Who receives the client's funds?、Custody and Settlement，is an important part of path analysis。 Should distinguish the main license、Agent or small agency registration、Cross-border business and anti-money laundering obligations；You cannot infer that all business is covered from an abbreviation。 申请资料需要体现真实运营 就美国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

U.S. investment advisor registration application SEC RIA should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 RIA指注册投资顾问。The SEC or state-level registration path and applicable exemptions should be determined first.，Instead of putting all investment advisory firms into the same SEC application plan。 Institution Registration and Investment Advisor Representative Requirements、Form ADV Disclosure、Customer contract、cost、Conflict of interest、Asset custody and ongoing compliance need to be considered separately。Registration does not indicate that the SEC recognizes investment ability or guarantees returns。 申请资料需要体现真实运营 就美国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。 官方资料核对 用于核对本项涉及的制度或办理渠道；The information preparation guide does not mean that all local conditions have been verified item by item.。 SEC.gov | Frequently Asked Questions on Form ADV and IARD（查阅日期：2026October 23

Application for membership of U.S. securities brokers FINRA should be based on actual business activities、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 美国经纪交易商的SEC注册、State-level matters and FINRA membership procedures need to be checked separately.。FINRA membership cannot be equated with investment adviser registration。 Preparation focus includes securities business、Customer Type、Trade execution and clearing arrangements、key personnel、Net Capital、Supervisory system and account records。 申请资料需要体现真实运营 就美国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

UK payment institution license application FCA PI should be based on actual business activities、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 支付、Remittance、Currency exchange、Electronic money and payment agents need to be judged separately according to business processes。Who receives the client's funds?、Custody and Settlement，is an important part of path analysis。 Should distinguish the main license、Agent or small agency registration、Cross-border business and anti-money laundering obligations；You cannot infer that all business is covered from an abbreviation。 申请资料需要体现真实运营 就英国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。 官方资料核对 用于核对本项涉及的制度或办理渠道；The information preparation guide does not mean that all local conditions have been verified item by item.。 Authorization | FCA（查阅日期：2026October 23

英国电子货币机构牌照申请 EMI应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 支付、Remittance、Currency exchange、Electronic money and payment agents need to be judged separately according to business processes。Who receives the client's funds?、Custody and Settlement，is an important part of path analysis。 Should distinguish the main license、Agent or small agency registration、Cross-border business and anti-money laundering obligations；You cannot infer that all business is covered from an abbreviation。 申请资料需要体现真实运营 就英国方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

迪拜虚拟资产牌照申请 VARA应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 先区分交易平台、Brokerage or Exchange、Hosting、Token issuance and other services。Similar 'VASP' or 'digital asset' names，May correspond to different permits in different regions、Registration or declaration。 Customer location、Asset Type、Funds and asset custody、Both the matching execution method and the technical system affect the applicable path.。Anti-money laundering registration should not be described as securities、Derivatives or comprehensive authorization for global clients。 申请资料需要体现真实运营 就迪拜方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Bring the regulatory letter、Data Requirements、On-site interviews and corrective action plans split into traceable tasks and evidence chains。

Hong Kong MSO License Application C&ED should be based on actual business activities、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 香港海关负责金钱服务经营者监管。It should first explain currency exchange、Actual activities such as remittances and business premises，Reassess application and scope of applicability。 MSO qualification cannot be described as all financial、General license for payment or virtual asset activities；shareholder、Ultimate owner、The place of business and anti-money laundering arrangements need to correspond with each other。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。 官方资料核对 用于核对本项涉及的制度或办理渠道；The information preparation guide does not mean that all local conditions have been verified item by item.。 Hong Kong Customs and Excise Department – Supervision of Money Service Operators（查阅日期：2026October 23

香港TCSP牌照申请应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 公司秘书、注册地址及信托服务的活动范围应分别说明。TCSP许可、受托业务及普通公司登记不属于同一概念。 需要说明实际提供哪些服务、客户尽调与记录安排、受益所有人识别以及由谁承担法定或专业责任。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

The application for a Hong Kong insurance broker license (IA) should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 保险经纪公司的机构资格、The qualifications of the responsible personnel and individual intermediaries need to be checked separately；Individual professional qualifications cannot be directly regarded as the company's business license。 Application preparation should cover business categories、Responsible personnel、Share capital and net assets、Professional indemnity insurance、Customer funds、Bookkeeping Records and Business Processes。The specific amounts and personnel standards must be confirmed according to the current system of the Insurance Regulatory Bureau.，Cannot continue using the old threshold from historical articles。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Hong Kong stored value facility license application SVF should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 储值工具的发行、redemption、The scenarios for customer funds and payments need to be clarified first.。SVF and bank、General payment services and stablecoin issuance are not the same type of business。 The preparation for the application should separately list the funding guarantees.、Operational and Technology Risk、Customer Protection、Anti-money laundering and business continuity arrangements。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

先厘清家族治理、资产类型和跨境因素，再决定是否需要香港或其他法域的信托专业服务。

According to investment strategy、Comparison of investor scope and management arrangements of fund vehicles，and identify registration、Licensing and ongoing operational matters。

按家族服务对象、Practical activity、投资权限和运营安排梳理香港家办设立与合规事项。

Hong Kong money lender license applications: MLO should first verify the actual entity、Activities and this matter，Confirm registration separately again、Professional work and ongoing maintenance arrangements。cannot。Lending and remittance or currency exchange are different activities，Should be judged separately according to the actual business，One license cannot cover other regulated activities。 事项性质与适用边界 不能。Lending and remittance or currency exchange are different activities，Should be judged separately according to the actual business，One license cannot cover other regulated activities。 Verify actual lending、contract、The entities receiving payments and handling promotion and their authorization relationships，Do not regard the group name or similar trade name as a basis for sharing licenses。 material、责任与结果核对 不同。Original License Maintenance、Business Registration、Verify company records and other applicable matters separately，You cannot summarize all maintenance with a single renewal receipt.。 Compare with the original approval、License terms and changes in facts，Recheck Notice、Application or other formalities；Do not just update the website contact address。 It can't be understood this way。Specific loan contract、TOLL、Advertising and business activities still need to be verified according to applicable requirements，A license does not replace the review of individual contracts。 官方资料核对 用于核对本项涉及的制度或办理渠道；The information preparation guide does not mean that all local conditions have been verified item by item.。 Companies Registry – Licensing of Money Lenders – Information for Licensed Money Lenders -Governing Authorities（查阅日期：2026October 23

香港虚拟资产交易平台牌照申请 VATP应从实际经营活动、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 先区分交易平台、Brokerage or Exchange、Hosting、Token issuance and other services。Similar 'VASP' or 'digital asset' names，May correspond to different permits in different regions、Registration or declaration。 Customer location、Asset Type、Funds and asset custody、Both the matching execution method and the technical system affect the applicable path.。Anti-money laundering registration should not be described as securities、Derivatives or comprehensive authorization for global clients。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Hong Kong securities trading license application SFC Type 1 should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 证券交易、Investment advice、asset Management、Company financing and market operations activities may correspond to different qualifications。It should be mapped from actual services and customer markets to specific regulated activities。 Person in charge and representative、Capital and financial resources、Customer assets、Conflict of interest、Appropriateness、Risks and outsourcing arrangements should be checked separately。Only use the abbreviation of the regulatory agency，Cannot specify the exact scope of the license。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Hong Kong securities advisory license application SFC Type 4 should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 证券交易、Investment advice、asset Management、Company financing and market operations activities may correspond to different qualifications。It should be mapped from actual services and customer markets to specific regulated activities。 Person in charge and representative、Capital and financial resources、Customer assets、Conflict of interest、Appropriateness、Risks and outsourcing arrangements should be checked separately。Only use the abbreviation of the regulatory agency，Cannot specify the exact scope of the license。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Hong Kong precious metals and gemstone traders should register with DPMS based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 首先确定本项属于经营许可、Industry Member、General registration or ongoing compliance support。The legal effect of different result documents cannot replace each other.。 Supplement products according to actual business、main body、market、Personnel and operations information；Specific competent authority、The applicable conditions and methods of undertaking should be confirmed item by item before entrustment.。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。

Hong Kong asset management license application SFC Type 9 should be based on actual business operations、Determining the applicable path for the customer's location and the flow of funds or assets。This page is used to organize business and application preparation；Entity Registration、Regulatory Registration、The validity of business licenses and industry organization memberships should be checked separately.。 业务活动与准入范围 证券交易、Investment advice、asset Management、Company financing and market operations activities may correspond to different qualifications。It should be mapped from actual services and customer markets to specific regulated activities。 Person in charge and representative、Capital and financial resources、Customer assets、Conflict of interest、Appropriateness、Risks and outsourcing arrangements should be checked separately。Only use the abbreviation of the regulatory agency，Cannot specify the exact scope of the license。 申请资料需要体现真实运营 就香港方案，First, create a business flowchart、Product Description、Charging methods and client scope，Recheck the main body、Controller、managers、Financial resources and local operational arrangements。Business plan、Compliance systems and system descriptions need to correspond with actual business.，You cannot directly change the name to use another company's documents.。 取得资格后的维护 后续工作可能涉及变更报告、Regulatory Filing、Financial or audit information、Client Asset Arrangements and Anti-Money Laundering Management。Specific obligations depend on the authorized activities and applicable regulations，A list should be established according to the actual licensing conditions；Renew、Registration update and annual declaration are not the same concept.。 cost、时限与责任边界 监管收费、Capital or Margin、Staff office、Insurance system、Professional organization and consultant fees should be listed separately。The capital that needs to be maintained is not equal to the service fees that can be directly spent；The progress of approval and registration depends on the specific system and review.，Cannot make a unified approval commitment。