关于私募基金，What you need to know (1)

today，港信通-来给你们科普有关于私募基金的知识，我们大家都来学习吧！

1. 什么是私募基金?私募基金是指在中国境内以非公开方式向合格投资者募集资金设立的投资基金，Including contractual funds or companies or partnerships established for the purpose of investment activities whose assets are managed by a fund manager or general partner。
2. 私募基金的分类?根据投资标的的不同，Private equity funds are divided into the following categories:：Private Securities Investment Fund：Private securities investment funds invest in shares of publicly issued joint stock companies (listed companies)、bond、Fund shares，and other securities and their derivatives specified by the China Securities Regulatory Commission。That is, private securities funds invest in publicly issued securities.。private equity investment funds：Private equity investment funds invest in equity interests in unlisted companies。

That is, private equity funds invest in equity that are not publicly traded.。Venture Capital Fund：Venture capital funds are a special category of private equity investment funds。Other private equity funds：Other private equity funds invest in art、Certain products such as red wine。3、Private equity fund raising method

Require

？私募基金应当以非公开方式向合格投资者募集资金，No public or disguised public solicitation is allowed。

Not through newspapers、Radio、television、Internet and other public media or lectures、Report meeting、Analysis meetings and announcements、flyers、SMS、WeChat、Blogs and emails, etc.，Promote and promote to unspecified audiences。4、私募基金投资者人数限制？单只私募基金投资人数累计不得超过《证券投资基金法》、"Company Law"、Specific number of persons specified in the Partnership Enterprise Law and other laws。

Partnership fund investors、The total number of investors in a limited company fund shall not exceed 50；Contractual fund investors、The total number of investors in joint-stock company funds shall not exceed 200。5、私募基金合格投资者的界定？私募基金不得向合格投资者之外的主体进行募集。

Qualified investors of private equity funds refer to those who have corresponding risk identification capabilities and risk-taking capabilities，A unit that invests in a single private equity fund with an amount of not less than 1 million yuan and a net asset of not less than 10 million yuan；Or the amount invested in a single private equity fund is not less than 1 million yuan and financial assets (financial assets include bank deposits、stock、bond、Fund shares、Asset Management Plan、Bank financial products、trust plan、insurance products、Futures rights, etc.) are not less than 3 million yuan or individuals whose average annual income in the past three years is not less than 500,000 yuan。

1. 基金业协会视为合格投资者的情形？社会保障基金、Enterprise annuities and other pension funds，Charitable funds and other social welfare funds；An investment plan established in accordance with the law and registered with the Asset Management Association；Private equity fund managers and their employees who invest in the private equity funds they manage；Other investors specified by the China Securities Regulatory Commission。The above-mentioned fund industry associations are regarded as qualified investors。
2. 投资者人数穿透合并计算的情形？

as a partnership、Contract and other unincorporated forms，Directly or indirectly invest in private equity funds by pooling funds from a majority of investors，Private equity fund managers or private equity fund sales agencies should conduct thorough verification to see whether the final investor is a qualified investor.，And combined to calculate the number of investors。8、豁免穿透核查投资者并不再合并计算人数的情形？

social security fund、Enterprise annuities and other pension funds，Charitable funds and other social welfare funds；An investment plan established in accordance with the law and registered with the Asset Management Association；Private equity fund managers and their employees who invest in the private equity funds they manage；Other investors specified by the China Securities Regulatory Commission。The above-mentioned investors are exempted from the penetrating verification of whether the final investor is a qualified investor and will no longer be combined to calculate the number of investors.，Treat it as a single qualified investor。9、谁能担任私募基金管理人？

私募基金管理人由依法设立的公司或者合伙企业担任。自然人不能成为私募基金管理人。10、私募基金能否承诺保底保收益？私募基金管理人、Private equity fund raising agency，Investors shall not be allowed to promise that their investment principal will not be lost or that they will receive a minimum return。明天港信通-还会接着科普，If you still need to know more about this，欢迎你随时咨询港信通-!

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