Port communicationThe China Securities Regulatory Commission stated on July 15，In order to further deepen the reform of the public fund industry system，Simplify approval procedures，Standardize the approval process，The China Securities Regulatory Commission has adjusted the approval procedures for the establishment of fund companies.，The current applicant must first form a company and then apply for approval from the China Securities Regulatory Commission.，Instead, the establishment shall be approved by the Securities Regulatory Commission first.，Conduct on-site inspection of the applicant before establishing the company。
Adjustments to the above-mentioned approval procedures，It is helpful to reduce the cost for market entities to apply for the establishment of fund companies.，Conducive to approving the establishment of fund companies on a merit-based basis，Promote the sound and healthy development of the public fund management industry，Promote capital market stability、Orderly operation。Next step，We will continue to actively and steadily advance the approval process for the establishment of fund companies.，Further improve approval efficiency，Improve the effectiveness of supervision。
It is understood，2013The new "Fund Law" that was implemented on June 1, 2018 and the subsequent "Reply of the State Council on Issues Concerning Fund Management Companies that Manage Publicly Offered Funds" issued by the State Council to implement the new "Fund Law" have lowered the requirements for the establishment of public fund management companies.，and allow professionals to hold shares，Stimulating the willingness of various market entities to participate in public offering business，The number of applications to establish fund companies continues to rise，Applicants are increasingly diversified。
this year，Including Pengyang Fund、Huatai Baoxing Fund、Hui An Fund、Vanguard Fund、AVIC Fund、Six public fund companies including Hang Seng Qianhai Fund were established。Compare the number of public fund companies established over the years，The issuance of public fund licenses has been accelerated。According to Wind data，By the end of 2025，Since the birth of public funds in 1998, a total of 107 public funds have been established.，The average annual number of public offering companies established is 5.94。
in，2013Year、2004Year、2003Year，16 companies were established、12Home、11Home;And in 2009、2000Every year is a "bad year" for the establishment of public funds.，No new public offering companies were established that year。Hard conditions
Require
(Independent fund sales agency) 1、The registered capital reaches 20 million yuan，Paid in full。
2、The company has been established for more than three years，Profitable for the past three consecutive years，pay taxes，No specific amount is specified
Require
(Confirm that the company has normal and ongoing operations，Years of experience are not used as the final criterion for approval) 3、Have actual office space，The conference room must accommodate more than ten people，Fund personnel will operate the fund trading procedures，People from the Securities Association will visit the venue 4、Two executives have been engaged in fund business for two years，or other financial industry for more than five years，There are ten professionals with fund sales experience，Includes two senior executives，Relevant executives have been paying social security in the company for more than three months。
in addition，A limited liability company established in accordance with the law、partnership or,Other forms that comply with the provisions of the China Securities Regulatory Commission and no major changes have occurred that have affected or may affect the normal operation of the institution.，or lawsuit、Arbitration and other major matters A shareholder of a limited liability company or a partner of a partnership company complies with the provisions of these Measures and has a business scope that complies with the provisions. Corporate legal persons participate in independent fund sales agencies，What conditions are met?
(1) Continuous operation for more than 3 complete fiscal years，Financial condition is good，Standard and stable operation；(2) No criminal punishment has been imposed in the past three years；(3) Not subject to financial supervision in the past three years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments；(4) Self-discipline management in the past three years、Commercial banks and other institutions have no bad records；(5) Not being investigated by regulatory agencies for any illegal or rule-breaking behavior or in the process of rectification。
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