怎么在深圳申请私募基金牌照 怎么在深圳申请私募基金牌照?申请办理私募基金牌照有什么基本
Require
? 私募基金牌照的申请现在是越来越难,也可以说是至今最为严格的私募基金牌照审批了。而最主要体现在的几个方面就是公司的注册资金,人员以及股东的
Require
。
这三项是审批最为主要的因素,现在除了高管之外,对于股东的本身也有
Require
,至少要有能力运营一支私募。今天就来了解下私募基金的备案。 Private equity fund registration
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: 1、Executive qualifications:Private equity funds engaged in securities must have at least two senior executives with fund practice qualifications,Among them, the legal representative,General manager,The person in charge of risk control must have a fund professional qualification。
2、Business scope:按照一,3说明注册即可。 3、Registered capital:The paid-in capital ratio is 25% and above,Or the paid-in capital can guarantee the company's operation for more than 6 months。 4、Office conditions:A physical business address is required,No limit to size,Can meet the needs of all employees of the company to work normally,and appropriate office equipment.。
5、Executives:It is best to have 5-10 employees,The organizational structure is:General manager,Investment Department,Risk Control Department,Administration Department,Marketing Department,Personnel Department, etc.,1-2 employees each,Among them, the general manager,Risk control manager,投资经理最好是全职,Other staff can work part-time。
6、institutional literature:According to the association and the company's own conditions,Prepare institutional documents,Generally, there are 9-23 institutional documents (do not copy other templates in full,The association is now very strict in reviewing this aspect,Write strictly according to your own situation,It doesn't matter how many there are,The important thing is to match your company)。
7、legal opinion:It is necessary to invite a professional law firm to conduct due diligence,According to the association
Require
Complete the "Legal Opinion",To be submitted when applying for a license in the private equity fund manager system。 一般的制度性文件是越多越好,这样审批通过的机率也越大。但有一点是需要注意的,那就是制度性文件的真实性。
很多公司就直接从网上抄写的模板,根本没有自身公司的描述,这类的就不要再问为什么通不过了。 而申请的资料中一定要包含法律意见书,这个是对公司的尽职调查,而且对于公司的基本情况的调查。当然也有一些价格低廉的律所,但是这类的法律意见书,一般通过的机率不大。
所以对于法律意见书这块也别怪价格昂贵,确实是有一定的道理的。 以上就是在深圳申请私募基金牌照的时候需要满足的基本
Require
,Hope it helps everyone。
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