Register a financing guarantee company license in Shenzhen

Regulatory authorities should establish and improve financing guarantees

Company information

Data collection、tidy、Statistical analysis system and supervisory scoring system，Continuous monitoring of operations and risk status，And complete the previous annual institutional overview report of the financing guarantee companies under supervision before the end of June each year。Article 37 Financing guarantee companies shall submit business reports to regulatory authorities in a timely manner in accordance with regulations、financial accounting report、Legal compliance reports and other documents and information。

Various documents and information submitted by financing guarantee companies to regulatory agencies，should be true、precise、whole。Article 38 of the Shenzhen Registered Financing Guarantee Company License Financing guarantee companies shall report the use of capital to the regulatory authorities on a quarterly basis。Regulatory authorities should, based on the needs of prudential supervision，Promptly raise the capital quality and capital adequacy ratio of financing guarantee companies

Require

。

Article 39 The regulatory authorities shall, according to regulatory needs,，have the right

Require

Financing guarantee companies provide special information，or make an appointment to meet with its directors、supervisor、Senior managers conduct regulatory conversations，

Require

Explain the relevant situation or make necessary corrections。When the regulatory authorities deem it necessary，May notify creditors of violations or risks of financing guarantee companies under supervision。

Article 40 The regulatory authorities shall, according to regulatory needs,，Can conduct on-site inspections of financing guarantee companies，Financing guarantee companies should cooperate，and in accordance with the regulatory authorities’

Require

provide relevant documents、material。During on-site inspection，There must be no less than 2 inspectors，and present the inspection notice and relevant documents to the financing guarantee company。

Article 41 Guarantee fraud occurs in financing guarantee companies、Guarantee compensation or investment losses that may amount to more than 5% of its net assets，and directors、supervisor、Senior managers involved in serious violations of laws、In case of major incidents such as violations，Emergency measures should be taken immediately and reported to the regulatory authorities。Article 42 Financing guarantee companies shall promptly report to the regulatory authorities the general meeting of shareholders or shareholders’ meeting、Important resolutions of board of directors and other meetings。

Article 43 Financing guarantee companies shall hire social intermediaries to conduct annual audits，and submit the audit report to the regulatory authorities in a timely manner。Article 44: Supervisory departments shall work with relevant departments to establish a mechanism to detect emergencies in the financing guarantee industry.、reporting and resolution system，Formulate emergency response plans for the financing guarantee industry，Clarify the resolution agency and its responsibilities、Disposal measures and procedures，timely、Effectively handle emergencies in the financing guarantee industry。

Article 45 The regulatory authorities shall comprehensively analyze and evaluate the annual development and supervision of the financing guarantee industry in their jurisdiction at the end of each year.，and report to the inter-ministerial joint meeting for supervision of financing guarantee business and the provincial government before the end of February each year.、autonomous region、The people's government of the municipality directly under the Central Government reports on the development and supervision of the financing guarantee industry in its jurisdiction in the previous year。

Regulatory authorities should promptly report to the inter-ministerial joint meeting on the supervision of financing guarantee business and the provincial、autonomous region、The people's governments of municipalities directly under the Central Government report on major risk events and disposal situations in the financing guarantee industry within their respective jurisdictions。Article 46 The financing guarantee industry establishes industry self-regulatory organizations，fulfillment autonomy、Rights protection、Service and other responsibilities。The national self-regulatory organization of the financing guarantee industry accepts the guidance of the inter-ministerial joint meeting on the supervision of financing guarantee business。

Article 47 The credit management department shall incorporate relevant information of financing guarantee companies into the credit management system，And provide services for financing guarantee companies to query relevant information。

About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。