Relevant knowledge about fund sales agencies

港信通-今天给大家介绍下有关基金销售机构的相关知识，Let’s learn together! one、基金销售机构的概念基金销售机构，是指依法办理基金份额的认购、Fund managers for subscription and redemption and other institutions qualified for fund distribution business。

two、基金销售机构的准入条件

1. Have a sound governance structure、Complete internal control and risk management system，and be effectively implemented；
2. Financial condition is good，Standard and stable operation；
3. Have business premises suitable for fund sales business、Security precautions and other facilities；
4. There is safety、Efficiently handle fund issuance、Technical facilities for subscription and redemption operations，And it complies with the relevant regulations of the China Securities Regulatory Commission on the fund sales business information management platform.

Require

，The technical system of the fund sales business has been integrated with the fund manager、The corresponding technical systems of China Securities Depository and Clearing Corporation have been tested online.，The test results comply with national standards；5、Developed a complete fund settlement process，Fund management complies with the China Securities Regulatory Commission’s regulations on fund sales and settlement fund management.

Require

；

1. There is a method system for evaluating the risk tolerance of fund investors and the risk level of fund products.；
2. Developed a sound business process、Sales Personnel Professional Conduct、Emergency response measures and other fund sales business management systems，Comply with the relevant requirements of China Securities Regulatory Commission on the internal control of fund sales institutions.

Require

；8、Comply with laws and regulations

Require

anti-money laundering internal control system；9、Other conditions specified by the China Securities Regulatory Commission。

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