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新年伊始基金业协议组织私募基金管理人开展首轮自查

2025年中国证券投资基金业协会组织的首轮自查开始了。yesterday evening,部分私募基金收到了中基协下发的《关于限期提交自查信息的通知》(中基协字〔2025〕11号)。notify

Require

私募开展深度自查工作涉及核查公司经营关联方员工兼职专业化经营基金清算底层资产、Related party transactions、资金池合格投资者等21项详细内容

Require

自查报告自查信息表整改报告等不得晚于2025年2月28日前提交也就是说还有1个月。Association stated,如果未能在2025年2月28日前按

Require

提交自查信息将会被协会纳入异常经营程序处理。at the same time,相关整改完成时限不得晚于2025年6月30日

By the end of 2025,私募基金的总规模达到12.8万亿元已登记私募基金管理人24448家管理私募基金74642只。Industry insiders believe,新年协会组织首次自查加强私募行业自律检查有利于引导私募基金行业的健康发展

The registration and filing of private equity fund managers must meet the following basic conditions:

  1. Legally register a manager company in China,You can choose between a limited company or a limited partnership;
  2. Registered capital 10 million or more,More than 25% of the actual payment is in place
  3. Entrust a law firm to issue a registration legal opinion,Need to prepare in advance;
  4. Have at least 3 senior executives with more than 3 years of relevant experience,There must be a person in charge of risk control among senior executives
  5. Executive resumes must be true,The Asset Management Association will conduct spot checks and interview senior executives from time to time.
  6. Senior executives must have relevant professional qualifications and bachelor degree or above.
  7. Enterprises must have complete risk control、internal control、Personnel trading、Information disclosure and other systems

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