为什么那么国内私募机构申请149号牌照

为什么那么国内私募机构申请149号牌照 香港9号牌照究竟是什么？申请需要什么条件？ 一时间149牌照开始进入更多投资者的眼帘！ 那么，149牌照到底是什么东东，有何牛逼之处，又值多少钱钱呢？接下来，我们一起来了解。 one、149是什么？ 事情是这样子的。

in Hong Kong，证监会管理着10类牌照，Each type of license corresponds to a business。To engage in corresponding business，You must obtain the corresponding license。这个规矩相信大家都懂的！ 下面的表格，为大家介绍了各类牌照极其对应的作用！ 所以说，所谓的149牌照，其实就是1类、4类和9类牌照的组合。

1、1类牌照 1类牌照，即证券交易牌照，只有获得了1类牌照，你才能在香港从事为客户提供证券交易、Brokerage services, etc.。相当于内地证券公司为客体提供股票买卖类的业务。 2、4类牌照 4类牌照，即就证券提供意见牌照，只有获得了4类牌照，你才能在香港为客户提供证券投资建议，发布相关的研究报告。

3、9类牌照 9类牌照，即提供资产管理牌照，只有获得了9类牌照，你才能在香港发行基金，管理客户资金等。相当于内地的私募基金牌照。（政策咨询） 因为这3块牌照是一套组合拳，so，大多数公司都会同时申请这三张牌照。 two、怎么申请149牌照？

1、Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。 2、The company has an actual office address in Hong Kong (must be written as Class A)。 3、Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO。 4、Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。 5、At least one responsible person within the company must be a member of the board of directors。 6、Registered capital of Hong Kong company

Require

500 10,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。 three、149牌照有多贵你知道不？

据目前市场行情，收购一家拥有149牌照的香港公司，需要将近1亿元人民币！ 香港市场执行的是金融牌照管理制度,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。 9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。4号牌照是香港证监会批准机构提供证券投资咨询服务的牌照。

作为国内的证券期货、asset Management、国际信托、private equity firm,如何向香港证监会申请成功获发这几张金融牌照,全面参与国际资本市场投资,拓展投资标的范围,丰富投资人的产品选择;另一方面可以把握住海外市场的投资机遇,提高公司资产管理能力及市场竞争力,迈入国际化资产管理公司之列。

获颁香港证监会金融牌照后,公司将有资格为境内外机构提供股票、fund、债券等各类金融产品服务。利用香港资本市场平台,不仅可以更多的开发海外房地产或股票基金等产品,也可以通过推出投资移民和投资咨询等增值服务,向高净值客户提供更为多元化的服务。 香港金融牌照分类从1到9号,各类牌照的申请难度也不一样。

如香港9号资产管理牌照

Application conditions

,Hong Kong Securities and Futures Commission regulations,需要2位香港持牌责任人,而持牌责任人需要有3—5年连续公开的资本市场业绩记录以及要经过一系列严格的考试和资格审查等。at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。