Port communication为什么那么国内私募机构申请149号牌照 香港9号牌照究竟是什么？申请需要什么条件？ 一时间149牌照开始进入更多投资者的眼帘！ 那么，149牌照到底是什么东东，有何牛逼之处，又值多少钱钱呢？接下来，我们一起来了解。 one、149是什么？ 事情是这样子的。
in Hong Kong，The China Securities Regulatory Commission manages 10 types of licenses，Each type of license corresponds to a business。To engage in corresponding business，You must obtain the corresponding license。这个规矩相信大家都懂的！ 下面的表格，为大家介绍了各类牌照极其对应的作用！ 所以说，The so-called 149 license，In fact, it’s Category 1、4Combination of Class 9 and Class 9 license plates。
1、1Class license Class 1 license，i.e. securities trading license，Only obtained a Class 1 license，You can only engage in providing securities transactions for clients in Hong Kong、Brokerage services, etc.。It is equivalent to mainland securities companies providing stock trading services to clients.。 2、4Class license Class 4 license，i.e. license to advise on securities，Only obtained a Category 4 license，Only then can you provide clients with securities investment advice in Hong Kong，Publish relevant research reports。
3、9Class license Class 9 license，Provide asset management license，Only obtained a Category 9 license，Only then can you issue funds in Hong Kong，Manage client funds, etc.。Equivalent to Mainland China’s private equity fund license。（政策咨询） 因为这3块牌照是一套组合拳，so，Most companies will apply for these three licenses at the same time。 two、怎么申请149牌照？
1、Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。 2、The company has an actual office address in Hong Kong (must be written as Class A)。 3、Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO。 4、Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。 5、At least one responsible person within the company must be a member of the board of directors。 6、Registered capital of Hong Kong company
Require
500 10,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。 three、149牌照有多贵你知道不？
According to current market conditions，Acquired a Hong Kong company with 149 license，需要将近1亿元人民币！ 香港市场执行的是金融牌照管理制度,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。 9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。
Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。4No. 1 license is a license approved by the Hong Kong Securities and Futures Commission to provide securities investment consulting services.。
As domestic securities futures、asset Management、international trust、private equity firm,How to apply to the Hong Kong Securities and Futures Commission to successfully obtain these financial licenses,Comprehensively participate in international capital market investment,Expand the scope of investment targets,Enrich investors’ product choices;On the other hand, you can seize investment opportunities in overseas markets.,Improve the company's asset management capabilities and market competitiveness,Entering the ranks of international asset management companies。
After receiving the financial license from the Securities and Futures Commission of Hong Kong,Companies will be eligible to offer shares to domestic and foreign institutions、fund、Various financial products and services such as bonds。Leverage the Hong Kong capital market platform,Not only can we develop more products such as overseas real estate or stock funds,,We can also launch value-added services such as investment immigration and investment consulting.,Provide more diversified services to high net worth clients。 Hong Kong financial license classification from 1 to 9,The difficulty of applying for various types of licenses is also different.。
Such as Hong Kong Asset Management License No. 9
Application conditions
,Hong Kong Securities and Futures Commission regulations,Requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have 3-5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。at the same time,Enterprises also
Require
Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。
About Hong Kong Xintong
Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
