私募基优秀照的
Application conditions
申请私募基优秀照 (1)准备材料 申请私募基优秀照需要准备以下材料: 1.Executive qualifications:Private equity funds engaged in securities must have at least two senior executives with fund practice qualifications,Among them, the legal representative,General manager,The person in charge of risk control must have a fund professional qualification。
2.Business scope:According to the regulations of the association, the current business scope of private equity fund managers can only be:asset Management,investment management,Equity investment,Equity Investment Management,Equity fund investment management (it is recommended not to write “investment consulting” in the business scope of managers applying for a private securities fund type license)。 3.Registered capital:The paid-in capital ratio is 25% and above,Or the paid-in capital can guarantee the company's operation for more than 6 months。
4.Office conditions:A physical business address is required,No limit to size,Can meet the needs of all employees of the company to work normally,and appropriate office equipment.。 5.Executives:*Have 5-10 employees,The organizational structure is:General manager,Investment Department,Risk Control Department,Administration Department,Marketing Department,Personnel Department, etc.,1-2 employees each,Among them, the general manager,Risk control manager,Investment Manager* is full time,Other staff can work part-time。
6.institutional literature:According to the association and the company's own conditions,Prepare institutional documents,Generally, there are 9-23 institutional documents (do not copy other templates in full,The association is now very strict in reviewing this aspect,Write strictly according to your own situation,It doesn't matter how many there are,The important thing is to match your company)。
7.
License plate type
: According to the revision notice of China Foundation Association*,Private equity fund managers can be divided into the following three types:,Fund managers should clarify the type of fund manager and the following fund product types when planning,Facilitate the arrangement of subsequent matters。
Fund managers can be divided into the following three categories:: a、Private securities investment fund manager b、private equity、Venture capital fund manager c、其他私募投资基金管理人 基金产品可分为以下9类: 1)权益类基金 是指根据合同约定的投资范围,投资于股票或股票型基金的资产比例高于80%(含)的私募证券基金。
2)固收类基金 是指根据合同约定的投资范围,投资于银行存款、标准化债券、债券型基金、股票质押式回购以及有预期收益率的银行理财产品、信托计划等金融产品的资产比例高于80%(含)的私募证券基金。
3)混合类基金 是指合同约定的投资范围包括股票、bond、货币市场工具但无明确的主要投资方向的私募证券投资基金。 4)期货及其他衍生品类基金 是指根据合同约定的投资范围,主要投资于期货、期权及其他金融衍生品、先进的私募证券投资基金。
5)并购基金 是指主要对处于重建期企业的存量股权展开收购的私募股权基金。 6)房地产基金 是指从事一级房地产项目开发的私募基金,包括采用夹层方式进行投资的房地产基金。 7)基础设施基金 是指投资于基础设施项目的私募基金,包括采用夹层方式进行投资的基础设施基金。
8)上市公司定增基金 是指主要投资于上市公司定向增发的私募股权投资基金。
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