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私募基金管理人牌照登记申请!

1,Executive qualifications:Private equity funds engaged in securities must have at least two senior executives with fund practice qualifications,Among them, the legal representative,General manager,The person in charge of risk control must have a fund professional qualification。 2,Business scope:按照一,3说明注册即可。 3,Registered capital:The paid-in capital ratio is 25% and above,Or the paid-in capital can guarantee the company's operation for more than 6 months。

4,Office conditions:A physical business address is required,No limit to size,Can meet the needs of all employees of the company to work normally,and appropriate office equipment.。 5,Executives:好有5-10的员工,The organizational structure is:General manager,Investment Department,Risk Control Department,Administration Department,Marketing Department,Personnel Department, etc.,1-2 employees each,Among them, the general manager,Risk control manager,投资经理好是全职,Other staff can work part-time。

6,institutional literature:According to the association and the company's own conditions,Prepare institutional documents,Generally, there are 9-23 institutional documents (do not copy other templates in full,The association is now very strict in reviewing this aspect,Write strictly according to your own situation,It doesn't matter how many there are,The important thing is to match your company)。

7,

License plate type

:There are currently private equity funds,private equity funds,Private Equity Venture Fund,Four types of other types of funds,Choose one or more according to your actual needs,按照协会新的反馈信息“申请业务类型建议专业化经营”建议管理人在公司团队和部门不太充分的条件下暂时只申请一种基优秀照类型,Wait until the team expands before adding types.,This way, you have a higher chance of passing the association’s review.。

8,legal opinion:It is necessary to invite a professional law firm to conduct due diligence,According to the association

Require

Complete the "Legal Opinion",To be submitted when applying for a license in the private equity fund manager system。 9,Apply online:Apply for a private equity fund manager registration account,Complete the online data input and keep it consistent with the content of the legal opinion,And upload the "Legal Opinion"。 10 ,等待协会反馈并取得私募基金管理人牌照

Four、产品发行私募基金管理人牌照登记申请 1,取得私募基金管理人牌照后六个月内必须成功备案一个基金产品否则会被吊销牌照就得像上述“三”中的说明程序重新申请牌照。 2,product type:目前普遍采取契约性基金方式确定PB商托管商托管行产品要素表,fund contract,托管协议外包协议等

3,Product solicitation:员工自主募集或者寻找有基金销售牌照的机构募集一般有银行,Brokerage firm,Futures Company,第三方理财公司FOF/MOM等。 4,Product registration:产品成立之后要在基金业协会系统中做基金产品的备案登记。 five、后续运营 1,公司财务每月的记账和报税年度财务汇算清缴企业年度网上公示

2,Information disclosure:每年4月30日之前在私募管理人系统中上传上一年的《年度审计报告》基金产品的月度季度和年度信息披露。 3,公司宣传:brand building,媒体合作宣传加入相关协会路演员工建设企业文化建设交易策略团队的完善等

4,合作伙伴:Brokerage firm,bank,Futures Company,FOF/MOM第三方理财机构专业机构投资人,accounting firm,律师事务所等。 5,起步资金因为是第一个产品所以全部从外部募集还是有难度的三个解决方案第一种方法是通过结构化产品的形式自己出资一部分资金作为劣后资金放杠杆以达到规模的目的

第二种方法是选择一家以后有募集意愿和能力的券商或期货公司先以自有资金在他们那边做展示大概需要6个月左右如果业绩不错他们会帮你募集第一个产品

第三种方法是选择一些能给予前期私募基金种子基金孵化机构对你的团队和操作通过尽职调查你后直接给你们资金或者通过共同投资成立第一个产品的方式操作

基本上成立一个私募基金公司及后续的运营大体包括以上要素当然每一个环节中都有很细节的工作要做从事私募基金行业是一个很系统而且需要从一开始就做好长远规划的事业


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