Port communicationIssues that need to be noted when registering a fund manager Issues that need to be noted when registering as a fund manager Please explain the actual business operations of each shareholder institution and related parties，Whether private placement is involved，Whether it involves conflicting business，Are you registered with the association?；Please provide a letter of commitment，Commitment to future business development，There will be no interest transfer with branches/affiliated institutions，Upload it together with the legal opinion in a compressed package。
Please explain what business XX is engaged in specifically，And the reasons for not registering private equity fund managers；"Please verify the actual business scope of related party XX，Whether it involves private placement conflict business，Such as private lending、Small amount of finance、P2PP2B、Crowdfunding、Factoring, etc.，And XX will issue a letter of commitment not to engage in illegal related transactions and transfer of interests with the applicant in future business operations.；”
Require
We have become accustomed to feedback from managers issuing commitment letters not to engage in related party transactions.，but
Require
It is rare for related parties to also issue commitment letters.。
Taken together，If the applicant institution has related parties，We recommend that legal opinions should focus on the following points:：(1) Detailed disclosure of business conditions of related parties，And judge whether it is a private equity institution based on business conditions。
If it is a private equity institution but has not yet registered as a manager，Need to explain the reason for not registering，For example, it is being rectified、Applying simultaneously；（2）如实披露管理机构在申请之前，Have there been any related transactions with related parties?、Conveying benefits；（3）管理人、All affiliated companies shall issue a document stating that they will not engage in affiliated transactions with affiliated institutions in the future.、Commitment letter for benefit transfer and upload together with legal opinion。
five、Shareholder feedback：“Please explain the actual business operations of each shareholder institution and related parties，Whether private placement is involved，Whether it involves conflicting business，"Whether to register with the association" in recent feedback，our first encounter
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Verify the actual business operations of shareholder organizations。
But our guess is that the shareholder institution has "investment" in its name.、The word "management" leads auditors to assess shareholders' business conditions，It is recommended that managers in similar situations disclose this situation when first submitting a legal opinion。
six、Executive feedback：“Please indicate whether the executive has relevant investment season experience，How to perform duties with due diligence in future business development；"Please explain in detail the situation of senior executives." Although the self-discipline rules of the China Foundation Association only apply to senior executives.
Require
Have fund professional qualifications，But from the actual audit scale，The China Foundation for Basic Education has a lower education level、Non-investment professional background、Executives with no investment background will pay special attention to。
Several companies we serve have even received calls from auditors，
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Explain on the phone whether you have investment-related experience。It is recommended that managers whose executives have the above-mentioned circumstances fully explain in the legal opinions submitted the reasons why the executives are qualified for the job.。seven、The file cannot be opened. Recently, we have received feedback twice that legal opinions or other submitted files cannot be opened.。
In order to avoid delaying the process of administrator registration due to detailed issues，We recommend that before submitting your registration application，Log in to the system with at least 2 computers and try to download the file，To avoid details affecting the application process。
2025Eight issues to note when registering a fund manager、Other "Articles of Association (Partnership Agreement) uploaded by the applicant should include all shareholders (partners) and be stamped with official seals (including seam seals)，Please supplement and re-upload." "Please fill in the full name of the school where the investor graduated." "Please specify the main business direction and business positioning of the applicant organization in the future.。"Please elaborate on the due diligence process and judgment basis for professional operations."。
The actual implementation of professional business operations should be verified through various channels such as on-site visits and online public opinion (such as using mainstream search engines such as Baidu for due diligence).，Detailed on-site visits and online public opinion information，and outline the due diligence process；"Please add financial information in the private equity fund registration and filing system."；"Private equity management institutions are entrusted by others，Financial management on behalf of others，There is a long way to go。
We hereby call on all management agencies to conscientiously fulfill their obligations，Serve the manager as wholeheartedly as possible，Hire experienced professionals to conduct business as investment managers，Create a good working environment，Only then can it be possible to register and start business as soon as possible。
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