Port communication私募基金管理人登记条件以及
FAQ
one、私募登记备案常见八大问题：1.Private equity fund managers are encouraged to add the word "private equity" to their registered names，However, it is currently not mandatory
Require
2.The business scope and name are inconsistent with self-discipline
Require
，And it is impossible to carry out industrial and commercial changes due to objective reasons，可先书面承诺事后变更3.对实缴资本提出
Require
，The paid-in capital/paid-in capital is less than 1 million yuan or the paid-in/paid-in ratio does not reach 25% of the registered capital/subscribed capital，协会将进行提示和公示4.明确私募基金募集规模证明、Filing of proof of paid-in capital contribution
Require
，Because the certificate issued by a third-party agency：Association stated，Proof of private equity fund raising scale、The proof of paid-in capital contribution should be a certificate issued by a third-party institution，Including the fund arrival certificate issued by the fund custodian、Capital verification certificate、bank receipt、Investment certification documents such as industrial and commercial registration transfer materials containing actual payment information。
Funds raised by private equity funds are not allowed to be paid on behalf of others。5.Private equity investors involved in limited partnerships，If it is not registered, penetrating verification is required。6.Private equity fund investors include employees who have participated in the investment and the amount of the investment does not meet the standards of qualified investors.，Filing
Require
Upload employee employment certificate、Labor contracts and other documents。
7.2025Before December 31st，Relevant senior executives (including legal representatives) of registered private equity fund managers do not have fund practice qualifications，Does not affect private equity fund managers’ application for registration of private equity fund products：Association stated，According to the Securities Investment Fund Law、Relevant provisions of the "Interim Measures for the Supervision and Administration of Private Equity Investment Funds" and the "Announcement on Further Regulating Certain Matters concerning the Registration of Private Equity Fund Managers"，Registered private equity fund managers should obtain fund practice qualifications before December 31, 2025。
Failure to obtain qualifications within the time limit，The association will suspend accepting the institution’s private equity fund product registration and other major matters change applications。
8.Private equity fund managers generally report that the adoption rate of legal opinions is low，And I don’t quite understand the reason for the return.，The association explained：Association stated，After the release of the "Announcement on Further Regulating Certain Matters concerning the Registration of Private Equity Fund Managers"，New registration application for private equity fund managers、The number of institutions that approved the application for filing and supplementing legal opinions for the first fund was relatively small.，The main reason is that:First, the applicant institution failed to follow the principles of professional management and prevention of conflicts of interest.，Concurrently engaged in non-financial business、Credit business，It is planned to engage in securities investment and equity investment business at the same time without setting up corresponding institutional arrangements.，or simultaneously carry out other businesses with conflicts of interest。
Second, the legal opinion did not carefully verify the employees of the applying institution.、capital、address、Facilities, etc.，Failure to effectively confirm the institution’s paid-in fund information，It cannot be confirmed that there is sufficient capital to ensure the effective operation of the institution.。Third, the risk management and internal control systems are inconsistent with the real business of the applicant institution.，Even simple plagiarism templates，Relevant systems do not have the realistic basis and conditions for effective implementation。
Recently, as private equity fund management institutions and law firms have responded to the Announcement,
Require
gradual understanding of，The application approval situation has gradually improved，and tend to normalize。
私募投资基金管理人登记备案的条件1.在中国境内合法注册成立的企业法人2.注册资本1000万或以上实缴到位3.有至少3名具有3年以上的相关从业经验的高管，高管中必须有风控负责人4.高管履历必须真实，基金业协会会不定期抽查及约谈高管5.高管人员必须有相关从业资质及本科以上学历证明6.企业必须有完善的风控、internal control、Personnel trading、信息披露等制度港信通-简介港信通-十年沉淀，Accumulated rich experience and resources in the industry。
We have a professional team in applying for financial licenses，commercial factoring、finance lease、Financing guarantee、Shenzhen pawn shop、Private equity fund license、Fund Distribution License、Insurance intermediary license、There are successful cases in applying for Internet small loan licenses and other licenses。at the same time，Facing the inspection and supervision of the financial industry in 2025，There are abundant financial shell resources for transfer：Fund company、investment company、asset Management、Financial services, etc.。
Hong Kong Information Communication-Chief Consultant，Always based on professional knowledge and attitude，Has successfully provided advice to hundreds of companies，
About Hong Kong Xintong
Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
