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私募基金管理人登记时需要注意哪些事项?

Institutions planning to apply for private asset allocation fund managers,Relevant application materials can be submitted online through the asset management business comprehensive submission platform.。申请机构应当符合《证券投资基金法》《私募投资基金监督管理暂行办法》《私募投资基金管理人登记和基金备案办法(试行)》及相关法律法规和自律规则的规定

外商独资和合资的申请机构还应当符合《私募基金登记备案相关问题解答(十)》的相关规定。also,申请机构还应当符合下列

Require

:one、actual controller

Require

At least one of the institutions controlled by the same actual controller has become an ordinary member of the Asset Management Association of China (hereinafter referred to as the "Association");Or the institutions controlled by the same actual controller include at least one private equity fund manager that has been registered with the association for more than three years.,The average annual private equity fund management scale of the manager in the past three years is not less than 500 million yuan.,And has become an observer member of the association。two、"One control"

Require

The same actual controller can only control or control one private asset allocation fund manager。three、Equity Stability

Require

。The largest shareholder and actual controller of the applicant institution should adhere to the long-term investment philosophy,Written commitment after completing the registration as a private asset allocation fund manager,Continue to hold the equity or actual control of the applicant institution for no less than three years。Four、senior management

Require

The applicant institution should have no fewer than two full-time senior managers with more than three years of asset allocation experience.,Or have no less than two people with more than five years of relevant experience in domestic and overseas asset management (such as investment research、Marketing、operations、Full-time senior managers with working experience in compliance risk control or asset management regulatory agencies or self-regulatory organizations, etc.。

针对符合上述

Require

of registered private equity fund managers,申请变更登记为私募资产配置基金管理人的协会在办理通过后将变更公示该机构管理人类型

For existing registered and operating private equity funds previously managed by such private equity fund managers,in the fund contract、Investment operations can continue before the expiration of the company's articles of association or partnership agreement (hereinafter collectively referred to as the fund contract),However, it is not allowed to open subscriptions or increase the fundraising scale before the expiration of the fund contract.,Fund contracts should be wound up or liquidated upon expiration;If there is renewal,Should comply with fund contract provisions。

The association will publish information on relevant private equity funds,Special reminder for this situation。此类私募基金管理人应就此事项向相关私募基金投资者及时做好信息披露维护投资者的合法权益需要申请私募牌照的亲们请在下方留言或者私信港信通-哦


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