私募基金管理人登记 联系 私募基金管理人登记流程 为规范私募投资基金业务,保护投资者合法权益,促进私募投资基金行业健康发展,According to the Securities Investment Fund Law、《中央编办关于私募股权基金管理职责分工的通知》和中国证券监督管理委员会(以下简称中国证监会)Relevant regulations,Formulate these measures。
第二条 本办法所称私募投资基金(Hereinafter referred to as private equity funds),Refers to investment funds established by raising funds from qualified investors in a non-public manner,Including companies or partnerships established for the purpose of investment activities whose assets are managed by fund managers or general partners。
第三条 中国证券投资基金业协会(以下简称基金业协会)按照本办法规定办理私募基金管理人登记及私募基金备案,对私募基金业务活动进行自律管理。 第四条 私募基金管理人应当提供私募基金登记和备案所需的文件和信息,保证所提供文件和信息的真实性、accuracy、integrity。
第二章 基金管理人登记 第五条 私募基金管理人应当向基金业协会履行基金管理人登记手续并申请成为基金业协会会员。 第六条 私募基金管理人申请登记,应当通过私募基金登记备案系统,如实填报基金管理人基本信息、Basic information for senior managers and other practitioners、Basic information of shareholders or partners、Basic information about managed funds。
第七条 登记申请材料不完备或不符合规定的,私募基金管理人应当根据基金业协会的
Require
及时补正。 申请登记期间,登记事项发生重大变化的,私募基金管理人应当及时告知基金业协会并变更申请登记内容。
第八条 基金业协会可以采取约谈高级管理人员、On-site inspection、Report to the China Securities Regulatory Commission and its dispatched offices、相关专业协会征询意见等方式对私募基金管理人提供的登记申请材料进行核查。
第九条 私募基金管理人提供的登记申请材料完备的,The Fund Industry Association shall within 20 working days from the date of receipt of all registration materials.,Disclose the basic information of private equity fund managers through the website,Complete registration procedures for private equity fund managers。
网站公示的私募基金管理人基本情况包括私募基金管理人的名称、Establishment time、Registration time、address、Contact information、Basic information such as the main person in charge and basic integrity information。 公示信息不构成对私募基金管理人投资管理能力、Recognition of ongoing compliance,不作为基金资产安全的保证。
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