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Executive Requirements for Private Equity Fund Managers

Executives of private equity fund managers

Require

Port communication- : Senior executives of private equity fund managers meet one of the following conditions:,Can obtain fund practitioner qualifications: (1) Pass the Fund Practitioner Qualification Examination; (2) Obtain professional qualifications through relevant certifications。 (1) Engaged in investment management-related business in the past three years and meet relevant qualification requirements。

Such situations mainly refer to those who have engaged in asset management-related business in the past three years.,And the average annual scale of assets under management is more than 10 million yuan。 (2) Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements;Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。

It is proposed to adopt the above paragraph (1)、(2) Method of determination of circumstances: Senior executives of private equity fund managers who have obtained fund practice qualifications,You should also pass the Fund Practitioner Qualification Examination Subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" exam,Only then can it be determined that the fund practitioner qualification has been obtained。

(3) Senior managers of private equity investment fund managers (including venture capital fund managers) who meet one of the following conditions,You can apply to the Qualification Certification Committee of the China Asset Management Association for recognition of fund business qualifications.:a. Engaged in private equity investment (including venture capital) for 6 years or more,And participate in and successfully exit at least two projects;b. Served as a senior manager of a listed company or a large or medium-sized enterprise with a paid-in capital of not less than 1 billion yuan,And have been in the industry for 12 years or more;c. Senior managers who have been engaged in economic and social management for 12 years or more;d.In colleges and universities、Research institutions engaged in economics、12 years or more of teaching and research in finance and other related majors,and obtain the title of professor or researcher。

Port communication- : (3) Meet one of the above conditions,Submit the following materials to the China Asset Management Association by your institution or individual:(1) Application form for personal qualification certification;(2) Registration form for basic personal information. Senior executives of private equity fund managers meet one of the following conditions:,Can obtain fund practitioner qualifications: (1) Pass the Fund Practitioner Qualification Examination; (2) Obtain professional qualifications through relevant certifications。

(1) Engaged in investment management-related business in the past three years and meet relevant qualification requirements。Such situations mainly refer to those who have engaged in asset management-related business in the past three years.,And the average annual scale of assets under management is more than 10 million yuan。

(2) Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements;Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。

It is proposed to adopt the above paragraph (1)、(2) Method of determination of circumstances: Senior executives of private equity fund managers who have obtained fund practice qualifications,You should also pass the Fund Practitioner Qualification Examination Subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" exam,Only then can it be determined that the fund practitioner qualification has been obtained。

(3) Senior managers of private equity investment fund managers (including venture capital fund managers) who meet one of the following conditions,You can apply to the Qualification Certification Committee of the China Asset Management Association for recognition of fund business qualifications.:a. Engaged in private equity investment (including venture capital) for 6 years or more,And participate in and successfully exit at least two projects;b. Served as a senior manager of a listed company or a large or medium-sized enterprise with a paid-in capital of not less than 1 billion yuan,And have been in the industry for 12 years or more;c. Senior managers who have been engaged in economic and social management for 12 years or more;d.In colleges and universities、Research institutions engaged in economics、12 years or more of teaching and research in finance and other related majors,and obtain the title of professor or researcher。

(3) Meet one of the above conditions,Submit the following materials to the China Asset Management Association by your institution or individual:(1) Application form for personal qualification certification;(2) Registration form for basic personal information. Senior executives of private equity fund managers meet one of the following conditions:,Can obtain fund practitioner qualifications: (1) Pass the Fund Practitioner Qualification Examination; (2) Obtain professional qualifications through relevant certifications。

Port communication- : (1) Engaged in investment management-related business in the past three years and meet relevant qualification requirements。Such situations mainly refer to those who have engaged in asset management-related business in the past three years.,And the average annual scale of assets under management is more than 10 million yuan。

(2) Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements;Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。

It is proposed to adopt the above paragraph (1)、(2) Method of determination of circumstances: Senior executives of private equity fund managers who have obtained fund practice qualifications,You should also pass the Fund Practitioner Qualification Examination Subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" exam,Only then can it be determined that the fund practitioner qualification has been obtained。

(3) Senior managers of private equity investment fund managers (including venture capital fund managers) who meet one of the following conditions,You can apply to the Qualification Certification Committee of the China Asset Management Association for recognition of fund business qualifications.:a. Engaged in private equity investment (including venture capital) for 6 years or more,And participate in and successfully exit at least two projects;b. Served as a senior manager of a listed company or a large or medium-sized enterprise with a paid-in capital of not less than 1 billion yuan,And have been in the industry for 12 years or more;c. Senior managers who have been engaged in economic and social management for 12 years or more;d.In colleges and universities、Research institutions engaged in economics、12 years or more of teaching and research in finance and other related majors,and obtain the title of professor or researcher。

(3) Meet one of the above conditions,Submit the following materials to the China Asset Management Association by your institution or individual:(1) Application form for personal qualification certification;(2) Basic personal information registration form。 Port communication- :


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