私募基金登记备案信息是否对外公示?协会将在公示私募投资基金管理人、Basic information about private equity funds and private equity fund practitioners,and accept social supervision。All public information is provided by registered private equity investment fund managers,The administrator commits to the authenticity of the information provided、Legal responsibility for accuracy and completeness。(1) Announcement of fund managers。
Include the name of the fund manager、Registered address、Establishment time、Registration time、registration number、Nature of business、Registered capital/subscribed capital、Legal representative/Executive partner(Appointed representative)Name and work history、Names of other senior executives、Number of qualified employees、Basic information such as the institution’s website address。(2) Public announcement of private equity funds。
Include private equity fund names、Fund code、Currency、Establishment time、Filing time、Fund type、operating status、Fund manager name、management type、Custodian name、Basic information such as main investment areas。(3) Announcement to employees。Include the name of the practitioner、Professional qualification certificate number、Basic information such as registration change records。six、私募基金从业资格的认定标准及从业人员注册程序?
answer: Private investment fund managers shall confirm in advance that the employee registration information submitted by the institution meets the identification conditions stipulated in the Measures,and assume responsibility for verification。The Association will further verify。如发现注册信息存在虚 假记载、Misleading statements or material omissions,The association will take corresponding self-disciplinary measures against private equity investment fund managers。Suspected of violating laws and regulations,Will be transferred to China Securities Regulatory Commission for processing。
seven、Are foreign private equity fund management institutions included in the scope of registration and filing? answer:Private equity fund management institutions registered and established in China,Must complete the private equity fund manager registration procedures with the Asset Management Association。Private equity fund management institutions registered and established overseas are temporarily not included in the scope of registration。eight、Can a natural person register as a private equity fund manager? answer:According to the provisions of the Securities Investment Fund Law,The fund manager shall be a company or partnership established in accordance with the law.。
Natural persons cannot register as private equity fund managers。Nine、实缴资本未到位的机构能否登记为私募基金管理人?答:Private equity fund management institutions should have appropriate capital,to be able to support its basic operations。ten、Can private equity funds promise guaranteed returns? answer:Private equity funds are not allowed to promise guaranteed profits in violation of regulations。The Fund Industry Association is formulating business regulations related to private equity funds。eleven、私募基金管理机构是否必须履行登记手续?
如不登记有何后果?答:According to the provisions of the Securities Investment Fund Law and the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial),Private equity fund management institutions must complete registration procedures。otherwise,Not allowed to engage in private equity investment fund management business activities。The Asset Management Association and the China Securities Regulatory Commission have established a private equity fund registration and filing information sharing and regular reporting mechanism。
Established private equity fund managers should follow the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" before the end of April,Complete the registration procedures with the Asset Management Association。For registered private equity fund managers,The Fund Industry Association should provide various services;For unregistered private equity fund managers,The China Securities Regulatory Commission will take corresponding regulatory measures。
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