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Registration and issuance of private equity fund products,Please know how to operate?

Registration and issuance of private equity fund products,Please know how to operate? Recently,Many customers have asked about some problems encountered in the registration of private equity funds and

Things to note

,Now I will give you the most complete answer. 1、Before submitting the application, be sure to ensure that the "Asset Management Business Integrated Management Platform"、There is a high degree of consistency between the "China Asset Management Association Practitioner Management Platform" and the "Legal Opinion"; two、The paid-in registered capital should be more than 2.5 million yuan (currently all approved are more than 3 million yuan); three、The business scope should be simple rather than complicated,Refer to the business scope of the recently registered manager; Four、Executives try to ensure full-time employment,Where part-time jobs occur, supporting systems such as the "Measures for the Management of Part-time Personnel" should be formulated; five、As many full-time employees as possible,When there are few employees, the outsourcing plan should be disclosed in the legal opinion; six、Executive and employee work experience、Learning experience and professional qualifications should be disclosed in the legal opinion,And ensure the consistency between the system and legal opinions; seven、The name of the related party institution contains investment、fund、Asset management and other related words,Business operations should be described in detail,Whether to engage in private equity,Have you registered as a private equity fund manager?,If you have not registered, please explain the reason for not registering.。

A letter of commitment should be provided,Commitment to future business development,There will be no interest transfer with branch affiliates,Package and upload the commitment letter and legal opinion together; eight、The feasibility of effective implementation of the internal control system should be disclosed in the legal opinion、Operable、Realistic basis and conditions (such as personnel, venues, etc.),Detailed description of solicitation sales in conducting business、investment research decision、Compliance risk control、Human support for the front, middle and back offices related to a series of investment businesses such as valuation and liquidation,and provide a detailed explanation of the company’s investment decision-making process.; Nine、The content filled in the system shall be reflected in the legal opinion as much as possible,For example, "Control Diagram"、"Control type"、"Investor status" etc.; ten、Be sure to check the feedback listed in this article as you prepare your application materials,Anticipate whether you will encounter similar feedback,and prevent it in advance。

eleven、The company's registered capital is preferably contributed by shareholders' own funds. 12、Provide proof of shareholder’s capital contribution ability 13、There are formal outsourcing and hosting agencies. The above is to provide you with some solutions through my own actual operations.,If you want to know more about private equity fund registration,Policy consultation on product release,Please inquire:


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