Port communication私募基金备案总体性
Require
私募基金备案总体性
Require
1、Private equity funds in investment operations，应严格遵守法律法规和自律规则，No solicitation from non-qualified investors，Strictly implement the investor suitability management system，不得变相保底有收益，Do not violate relevant leverage ratios
Require
，Strictly implement relevant information disclosure
Require
。
2、私募基金管理人应当在私募基金募集完毕后 20 个工作日内进行备案，并保证基金备案及持续信息更新中所提供的所有材料及信息应真实、precise、whole，There are no false records、Misleading statements or material omissions。
3、Private equity fund managers should carefully read these instructions and system prompts，保持所上传材料与系统填报信息一致，Upload private equity fund filing commitment letter、fund contract、Risk Disclosure、Proof of actual capital contribution and other relevant written materials with complete signatures and seals。 4、Private equity fund managers should combine the actual investment and operation practices of private equity funds，Timely reporting of changes in major fund matters and liquidation information，Pay fund quarterly on time、Annual renewal obligation。
Private equity fund managers failed to meet quarterly obligations on time、The obligation to submit and update annual and major event information has accumulated to 2 times，China Asset Management Association included it in the list of abnormal institutions，并通过私募基金管理人公示平台对外公示。 two、不属于私募基金范围的情形 私募投资基金是一种由基金和投资者承担风险，并通过主动风险管理，获取风险性投资收益的投资活动。
私募基金财产债务由私募基金财产本身承担，投资者以其出资为限，分享投资收益和承担风险。私募基金的投资不应是借贷活动。
下列不符合“投资”本质的经营活动不属于私募基金范围： 1、底层标的为民间借贷、small loan、保理资产等所提及的属于借贷性质的资产或其收（受）益权； 2、通过委托贷款、信托贷款等方式直接或间接从事借贷活动的； 3、通过特殊目的载体、投资类企业等方式变相从事上述活动的。
为促进私募投资基金回归投资本源，按照相关监管精神，协会将于2月12 日起，New applications and pending applications for products that do not fall within the scope of private equity investment funds will no longer be processed.。
three、涉及特殊风险的私募基金备案
Require
1、私募基金应当单独管理、单独建账、Separate accounting，不得开展或者参与任何形式的“资金池”业务，不得存在短募长投、maturity mismatch、分离定价、滚动发行、集合运作等违规操作。
2、私募基金涉及关联交易的，私募基金管理人应当在风险揭示书中向投资者披露关联关系情况，并提交证明底层资产估值公允的材料、有效实施的关联交易风险控制制度、不损害投资人合法权益的承诺函等相关文件。 3、私募基金管理人应对投资人进行充分的风险揭示。
根据《私募投资基金风险揭示书内容与格式指引》，私募基金管理人应当在风险揭示书的“特殊风险揭示”部分，重点对私募基金的资金流动性、Related party transactions、单一投资标的、产品架构、底层标的等所涉特殊风险进行披露。私募基金风险揭示书“投资者声明”部分所列的13类签字项，应当由全体投资人逐项签字确认。
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