Port communicationPrivate equity fund managers should complete registration，Private equity funds should be registered。2、According to the "Private Fund Registration and Filing System-Fund Filing and Information Update Form Filling Instructions"，When filing a private equity fund, you should fill in the information and submit various materials.。This article summarizes the materials that private equity funds must submit，Easy for managers to understand，Prepare in advance。3、The filing system divides private placement products into private placement securities、private equity、private equity venture capital、Five categories of other private equity funds and advisory management products。
According to the category of the fund when filing，Corresponding submission information。
List of documents required for private equity fund registration、Filing of funds/new funds in operation (1) Outsourcing business institution status table Business license of outsourcing institution (2) Private equity fund information status table A. Private securities investment funds 1、Business license subject qualification certification document (partnership type、cooperative、Applicable to corporate funds) 2、Fund Prospectus 3、Fund Risk Disclosure 4、Investor Commitment Letter 5、Proof of fundraising scale (including capital verification certificate、Documents proving investment such as bank statements、Industrial and commercial registration transfer materials and other certificates issued by third parties) 6、Fund Contract/Partnership Agreement/Articles of Association 7、Entrusted management agreement (if any) 8、Fund custody agreement (if any) 9、Investor details (including name/institutional name、ID number、actual investment amount。
This item is required for funds established after August 21, 2014 (inclusive)10、Management system for sales business 11、Management system for share registration business 12、Sales system test report、Sales system and central data exchange platform networking test report、Sales system function description 13、Sales Regulator Oversight Agreement 14、Share registration system test report、Sales system and central data exchange platform networking test report、Sales system function description。
(if any) 15、TA fund clearing system test report、Function description。
(if any) 16、Share registration regulatory agency supervision agreement (if any) 17、Entrustment outsourcing agreement (if any) B. Private equity investment fund 1、Business license subject qualification certification document (partnership type、Cooperation、Applicable to corporate funds) 2、Fund Prospectus 3、Fund Risk Disclosure 4、Investor Commitment Letter 5、Proof of fundraising scale (including capital verification certificate、Documents proving investment such as bank statements、Industrial and commercial registration transfer materials and other certificates issued by third parties) 6、Fund Contract/Partnership Agreement/Articles of Association 7、Entrusted management agreement (if any) 8、Fund custody agreement (if any) 9、Investor details (including name/institutional name、ID number、actual investment amount。
This item is required for funds established after August 21, 2014 (inclusive)10、Management system for sales business 11、Management system for share registration business 12、Sales system test report、Sales system and central data exchange platform networking test report、Sales system function description 13、Sales Regulator Oversight Agreement 14、Share registration system test report、Sales system and central data exchange platform networking test report、Sales system function description。
(if any) 15、TA fund clearing system test report、Function description。
(if any) 16、Share registration regulatory agency supervision agreement (if any) 17、Entrustment outsourcing agreement (if any) C. Private venture capital fund 1、Business license subject qualification certification document (partnership type、Cooperation、Applicable to corporate funds) 2、Fund Prospectus 3、Fund Risk Disclosure 4、Investor Commitment Letter 5、Proof of fundraising scale (including capital verification certificate、Documents proving investment such as bank statements、Industrial and commercial registration transfer materials and other certificates issued by third parties) 6、Fund Contract/Partnership Agreement/Articles of Association 7、Entrusted management agreement (if any) 8、Fund custody agreement (if any) 9、Investor details (including name/institutional name、ID number、actual investment amount。
This item is required for funds established after August 21, 2014 (inclusive)10、Management system for sales business 11、Management system for share registration business 12、Sales system test report、Sales system and central data exchange platform networking test report、Sales system function description 13、Sales Regulator Oversight Agreement 14、Share registration system test report、Sales system and central data exchange platform networking test report、Sales system function description。
(if any) 15、TA fund clearing system test report、Function description。
(if any) 16、Share registration regulatory agency supervision agreement (if any) 17、Entrustment outsourcing agreement (if any) D. Other investment funds 1、Business license subject qualification certification document (partnership type、Cooperation、Applicable to corporate funds) 2、Fund Prospectus 3、Fund Risk Disclosure 4、Investor Commitment Letter 5、Proof of fundraising scale (including capital verification certificate、Documents proving investment such as bank statements、Industrial and commercial registration transfer materials and other certificates issued by third parties) 6、Fund Contract/Partnership Agreement/Articles of Association 7、Entrusted management agreement (if any) 8、Fund custody agreement (if any) 9、Investor details (including name/institutional name、ID number、actual investment amount。
This item is required for funds established after August 21, 2014 (inclusive)10、Management system for sales business 11、Management system for share registration business 12、Sales system test report、Sales system and central data exchange platform networking test report、Sales system function description 13、Sales Regulator Oversight Agreement 14、Share registration system test report、Sales system and central data exchange platform networking test report、Sales system function description。
(if any) 15、TA fund clearing system test report、Function description。(if any) 16、Share registration regulatory agency supervision agreement (if any) 17、Outsourcing agreement (if any)
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