私募基金备案流程与条件 联系1、What are the standards for determining qualifications for private equity funds and the registration procedures for practitioners? answer:Private investment fund managers shall confirm in advance that the employee registration information submitted by the institution meets the identification conditions stipulated in the Measures,and assume responsibility for verification。The Association will further verify。
If it is found that there are false records in the registration information、Misleading statements or material omissions,The association will take corresponding self-disciplinary measures against private equity investment fund managers。Suspected of violating laws and regulations,Will be transferred to China Securities Regulatory Commission for processing。2、外资私募基金管理机构是否纳入登记备案范围? 答:Private equity fund management institutions registered and established in China,Must complete the private equity fund manager registration procedures with the Asset Management Association。
Private equity fund management institutions registered and established overseas are temporarily not included in the scope of registration。3、Can a natural person register as a private equity fund manager? answer:According to the provisions of the Securities Investment Fund Law,The fund manager shall be a company or partnership established in accordance with the law.。Natural persons cannot register as private equity fund managers。4、Can an institution without paid-in capital be registered as a private equity fund manager?
answer:Private equity fund management institutions should have appropriate capital,to be able to support its basic operations。5、Can private equity funds promise guaranteed returns? answer:Private equity funds are not allowed to promise guaranteed profits in violation of regulations。The Fund Industry Association is formulating business regulations related to private equity funds。6、Do private equity fund management institutions have to complete registration procedures? What are the consequences if I don't register?
answer:According to the provisions of the Securities Investment Fund Law and the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial),Private equity fund management institutions must complete registration procedures。otherwise,Not allowed to engage in private equity investment fund management business activities。The Asset Management Association and the China Securities Regulatory Commission have established a private equity fund registration and filing information sharing and regular reporting mechanism。
Established private equity fund managers should follow the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" before the end of April,Complete the registration procedures with the Asset Management Association。For registered private equity fund managers,The Fund Industry Association should provide various services;For unregistered private equity fund managers,The China Securities Regulatory Commission will take corresponding regulatory measures。私募基金备案流程与条件 联系
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