Port communicationPrivate equity fund registration process and conditions 1、Private investment fund manager registration and fund filing nature? answer:Registration of private equity investment fund managers and filing of private equity funds are not administrative licensing matters。
According to the Securities Investment Fund Law、"Notice of the Central Organization Office on the Division of Responsibilities for Private Equity Fund Management"、Authorization from the China Securities Regulatory Commission and relevant provisions of the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial) (hereinafter referred to as the Measures)，The Asset Management Association is responsible for the registration of private investment fund managers and the filing of private equity funds.,and perform industry self-regulatory functions。Self-regulatory management of private equity funds centers on information disclosure，Based on honesty and trustworthiness。
Private equity fund managers promise to ensure the authenticity of the information provided、Legal responsibility for accuracy and completeness。The Asset Management Association does not conduct substantive prior review of the registration and filing information provided by private investment fund managers.。Investors must make careful judgments and identify risks when investing in private equity funds。two、What is the scope of private investment fund manager registration and fund filing?
answer：Private Securities Investment Fund、private equity investment funds、Venture capital funds and other managers shall complete the private equity investment fund manager registration procedures with the Asset Management Association，Private equity funds under management must complete fund filing procedures。three、After submitting the registration information，How long did it take to get approved? answer：After collecting the application materials and written commitment letters from the organization, the association，Start registration immediately。
Associations may take interviews with senior managers、On-site inspection、Report to the China Securities Regulatory Commission and its dispatched offices、Relevant professional associations solicit opinions and other methods to verify the registration application materials provided by private equity investment fund managers.。
Except for cases where registration is suspended，The registration application materials provided by the private equity investment fund manager are complete，Within 20 working days from the date the association receives all registration materials，Disclose the basic information of private equity investment fund managers through the website，Complete registration procedures for private equity investment fund managers，At the same time, go through the membership enrollment procedures accordingly.。
Private equity funds with complete registration materials，Within 20 working days from the date the association receives all the filing materials，Disclose the basic information of private equity funds through the website，Complete registration procedures for private equity funds。Four、Is the registration and filing information of private equity funds disclosed to the public? answer：The association will publicize private equity investment fund managers、Basic information about private equity funds and private equity fund practitioners，and accept social supervision。
All public information is provided by registered private equity investment fund managers，The administrator commits to the authenticity of the information provided、Legal responsibility for accuracy and completeness。 (1) Announcement of fund managers。
Include the name of the fund manager、Registered address、Establishment time、Registration time、registration number、Nature of business、Registered capital/subscribed capital、Legal representative/Executive partner(Appointed representative)Name and work history、Names of other senior executives、Number of qualified employees、Basic information such as the institution’s website address。 (2) Public announcement of private equity funds。
Include private equity fund names、Fund code、Currency、Establishment time、Filing time、Fund type、operating status、Fund manager name、management type、Custodian name、Basic information such as main investment areas。 (3) Announcement to employees。Include the name of the practitioner、Professional qualification certificate number、Basic information such as registration change records。
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