私募基金备案流程及条件

私募基金备案流程及条件 私募基金备案流程及条件】 备案时间及

Require

① 私募基金管理人应当在每月结束之日起5个工作日内，Update information related to private securities investment funds under management，including fund size、net unit value、Number of investors, etc.。

② 私募基金管理人应当在每季度结束之日起10个工作日内，Update relevant information on non-securities private equity funds such as private equity investment funds under management，Including subscription scale、Actual payment scale、Number of investors、Main investment directions, etc.。

③ 私募基金管理人应当于每年度结束之日起20个工作日内，Update private equity fund managers、Shareholder or partner、Senior managers and other practitioners、Basic information such as private equity funds managed。Private equity fund managers shall submit their financial statements before the end of April each year，Fill in the annual financial report audited by an accounting firm through the private equity fund registration and filing system。

④ 受托管理享受国家财税政策扶持的创业投资基金的基金管理人，还应当报送所受托管理创业投资基金投资中小微企业情况及社会经济贡献情况等报告。

⑤ 私募基金管理人发生以下重大事项的，应当在10个工作日内向基金业协会报告： （一）私募基金管理人的名称、Changes in senior management； （二）私募基金管理人的控股股东、The actual controller or executive partner changes； （三）私募基金管理人分立或者合并； （四）私募基金管理人或高级管理人员存在重大违法违规行为； （五）依法解散、Being revoked or declared bankrupt in accordance with the law； （六）可能损害投资者利益的其他重大事项 私募基金备案流程及条件】 备案时间及

Require

① 私募基金管理人应当在每月结束之日起5个工作日内，Update information related to private securities investment funds under management，including fund size、net unit value、Number of investors, etc.。

② 私募基金管理人应当在每季度结束之日起10个工作日内，Update relevant information on non-securities private equity funds such as private equity investment funds under management，Including subscription scale、Actual payment scale、Number of investors、Main investment directions, etc.。

③ 私募基金管理人应当于每年度结束之日起20个工作日内，Update private equity fund managers、Shareholder or partner、Senior managers and other practitioners、Basic information such as private equity funds managed。Private equity fund managers shall submit their financial statements before the end of April each year，Fill in the annual financial report audited by an accounting firm through the private equity fund registration and filing system。

④ 受托管理享受国家财税政策扶持的创业投资基金的基金管理人，还应当报送所受托管理创业投资基金投资中小微企业情况及社会经济贡献情况等报告。

⑤ 私募基金管理人发生以下重大事项的，应当在10个工作日内向基金业协会报告： （一）私募基金管理人的名称、Changes in senior management； （二）私募基金管理人的控股股东、The actual controller or executive partner changes； （三）私募基金管理人分立或者合并； （四）私募基金管理人或高级管理人员存在重大违法违规行为； （五）依法解散、Being revoked or declared bankrupt in accordance with the law； （六）可能损害投资者利益的其他重大事项

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