Hong Kong Information Communication-Understanding,7月15日“管理办法”刚刚开始实施,新的《证券期货经营机构私募资产管理业务运作管理暂行规定》接踵而至,7月18日正式实施。for a while,私募的烦恼增多了:投顾资格、募集新规、Brokerage firm
Require
启用新合同、老产品要提交补充协议,还要应付投资冷静期、募集账户监管、资产证明等等,私募们忙得不亦乐乎。
为了赶在7月15日募集行为办法实行前备案,避免换合同等麻烦,前一阶段私募加急和券商等渠道沟通,扎堆在协会备案产品。基金业协会数据显示,上周(7月11日到15日),在协会私募基金公示系统里,新增的备案私募产品达到1252只,远远高于前几周600只左右的数量,也就是说有千只私募基金在新规前夜赶着备案。
yesterday,单日备案的私募基金数量也达到了219只,远超过以往单日水平。关于私募基金管理人高管人员基金从业资格相关
Require
1、Pass the Fund Practitioner Qualification Examination。The examination subjects of the Fund Practitioner Qualification Examination include subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" and Subject 2 "Basic Knowledge of Securities Investment Funds"。
According to the "Notice on Matters Concerning the Fund Practitioner Qualification Examination" of the China Asset Management Association (China Fund Industry Association)[2025]112Number),Comply with relevant examination score recognition regulations,Can be regarded as passing the Fund Practitioner Qualification Examination。2、Engaged in investment management-related business in the past three years and meets relevant qualification requirements。This type of situation mainly refers to those who have engaged in asset management-related business in the past three years.,And the average annual scale of assets under management is more than 10 million yuan。
3、Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements;Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。
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Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services,Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。
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