How to operate private placement product registration

How to operate private placement product registration in order to protect the legitimate rights and interests of investors，Promote the healthy development of the private equity industry，Association’s standardization of registration and filing of private equity funds

Require

getting higher and higher。

The association stipulates that private equity fund products should be raised from qualified investors，Within 20 working days after the collection is completed，Private equity fund managers should register through the private equity fund registration and filing system，And indicate the fund category based on the main investment direction of the private equity fund.，Fill in the fund name truthfully、Capital size、investor、Basic information such as fund contracts。，Only registered private equity funds can apply to open securities-related accounts。

Private equity funds with complete registration materials，Within 20 working days from the date the association receives all the filing materials，Disclose the basic information of private equity funds through the website，Include private equity fund names、Fund code、Currency、Establishment time、Filing time、Fund type、operating status、Fund manager name、management type、Custodian name、Basic information such as main investment areas。 The following is a brief introduction to you on how to operate private placement product registration.。

1、Private equity fund managers raise funds 2、Apply for a fund code within 20 working days after the end of fundraising 3、If there is already a pre-allocated encoding，Or there are other codes (such as securities firm asset management product codes)，Fill in the code directly 4、Fund filing 5、Handled by association 6、The filing is completed and announced. The above is the basic process for filing private equity products.，Let’s talk about the content of filling in the recruitment information below.。

one、Fundraising agency 1、Recruitment method：Raise on your own、Entrusted fundraising 2、Name of self-funding organization 3、Name of entrusted fundraising agency Note：According to the "Measures for the Administration of Private Investment Fund Raising Behavior"，Private equity fund sales agencies must be “an institution registered with the China Securities Regulatory Commission to obtain fund sales business qualifications and become a member of the China Asset Management Association” (fill in this content when entrusting fund raising) 2、Special account for raising settlement funds 1、Account name 2、account 3、Name of the bank where the account is opened 4、Supervisory agency name (multiple choices available) 5、Supervisory body type：China Securities Depository and Clearing Co., Ltd.、Commercial banks that have obtained fund sales business qualifications、Securities companies and other institutions specified by the China Asset Management Association 3、Confirmation of solicitation behavior procedure (check yes/no) 1、Whether specific target identification procedures are carried out before product promotion 2、Whether based on the fund’s investment objectives、Related risks and other factors，Implement investor suitability principle matching 3、Is there a risk disclosure link? 4、Is there an investment cooling-off period? 5、Whether to set up a return visit confirmation procedure 6、Whether to prompt investors for follow-up follow-up visits to confirm 4.、Prompt investors the following fund risks (check yes/no). Whether to prompt investors with relevant risks in accordance with the "Guidelines on the Content and Format of Private Fund Risk Disclosure Statements"，and confirmed by the signature of the investor 5.、Relevant risks reveal whether the following commitments from investors have been obtained (check yes/no) 1、Investors are willing to bear all consequences arising from fund risks 2、Investors know the fund manager、Fund sales agency、The fund custodian and relevant institutions shall not make any commitment or guarantee regarding the income status of the fund property. 3、The investor has met the requirements for qualified investors in the "Interim Measures for the Supervision and Administration of Private Investment Funds"

Require

and have been in accordance with the fundraising agency’s

Require

Provide relevant supporting documents 4、Investors are aware of the institutional arrangements for the investment cooling-off period and their rights during this period 5、Investors are aware of the institutional arrangements for return visit confirmation and their rights during this period 6、Investors have carefully read and fully understood all the contents of the Fund Contract regarding "Handling of Disputes" 7、Investors are aware that this private equity fund product may not be illegally split and transferred

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