私募备案需要了解最重要的几个问题

近期备案下来的企业比较多，9月份到10月份以来，成功通过中基协备案的企业有所增多，由此说明，现在审核的难度有所降低，那么对于一些不太了解的企业来讲，做私募管理人登记，需要具体什么条件。

私募备案需要准备的资料以及申请企业要满足的条件

1. 在中国境内合法注册成立的企业法人
2. 注册资本1000万或以上实缴到位
3. Have at least 3 senior executives with more than 3 years of relevant experience，There must be a person in charge of risk control among senior executives
4. Executive resumes must be true，The Asset Management Association will conduct spot checks and interview senior executives from time to time.
5. Senior executives must have relevant professional qualifications and bachelor degree or above.
6. Enterprises must have complete risk control、internal control、Personnel trading、Information disclosure and other systems
7. 公司最少8人以上，都有社保。
8. 实际经营场地，要牌照。

备案程序私募基金管理人应当在私募基金募集完毕后20个工作日内，Filing through the private equity fund registration and filing system，Fill in the report truthfully、Provide the following basic information and materials：

1. 主要投资方向及根据主要投资方向注明的基金类别；
2. Fund name、Capital size、investor、Fund contract (in the form of company articles of association or partnership agreement) and other basic information；
3. 资金募集过程中向投资者提供的基金招募说明书（如有）；
4. corporate、Original and duplicate copy of the industrial and commercial registration and business license of the partnership private equity fund；
5. 采取委托管理方式的，A management entrustment agreement should be submitted；Entrusting a custodian institution to take care of fund assets，A custody agreement should also be submitted。

The Fund Industry Association shall complete the registration process within 20 working days after the private equity fund filing materials are completed.，Ways to announce the list of private equity funds and their basic information through the website，Complete registration procedures for private equity funds。Corporate funds employ self-employed management teams to manage fund assets，As a fund product, this corporate fund undergoes registration procedures and at the same time，You also need to complete the registration procedures as a fund manager。

法律意见书涉及的相关事项 自公告发布之日起，New application for private equity fund manager registration、已登记的私募基金管理人发生部分重大事项变更，A legal opinion issued by a Chinese law firm must be submitted through the private equity fund registration and filing system.。

法律意见书对申请机构的登记申请材料、工商登记情况、专业化经营情况、Equity structure、actual controller、关联方及分支机构情况、运营基本设施和条件、风险管理制度和内部控制制度、外包情况、合法合规情况、高管人员资质情况等逐项发表结论性意见。

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