The pass rate of private placement registration is getting lower and lower，What key nodes should we pay attention to?

The pass rate of private placement registration is getting lower and lower，What key nodes should we pay attention to? The pass rate of private placement registration is getting lower and lower，The rejection rate is getting higher and higher。It is normal to be rejected two to three times on average.，So what points should we pay attention to during the filing process? 1、The first is investment shell companies，In some areas, new ones are now available，But it’s unlikely in Shenzhen。

You can consider purchasing one in Shenzhen； 2、The company's registered capital requires capital verification and payment of 25% or more.，Verify capital now

cost

relatively low，This is quite cost-effective； 3、Present audit reports for the past year； 4、legal opinion，This is the top priority，It is very important to find a good agency to help you handle it； 5、Executives，Corporation、Risk Control Director、These three executives, investment director, are the key to filing，Must comply with

Require

，Otherwise it will affect the filing； in general，You must meet at least the following conditions to apply：· conform to

Require

The applicant (company name and business scope conform to

Require

) · Funds

Require

：The paid-in ratio is ≥25%·At least 2-3 senior executives with fund professional qualifications，At least 3-5 ordinary employees·The organization has the space to meet the needs of business operations、Facilities and basic management systems according to supervision

Require

and the company’s own situation，Prepare institutional documents，Generally there are about 20 institutional documents，The necessary systems for the association are 9-11。

The following documents are required：Risk control management system information disclosure management system fund promotion、Fundraising management system, qualified investor risk disclosure system, qualified investor internal approval process system, internal transaction recording system, investment transaction system to prevent insider trading and conflicts of interest, employee buying and selling securities declaration system, fair trading system, internal control management system

License plate type

Currently there are securities，Equity (including venture capital)，Other categories。

Choose one according to your actual needs，Follow the association’s latest answers to Thirteen’s

Require

，You can only apply for one type，And the previous multi-type license plates also need to be rectified.。so，Can only choose 1 from 3。

About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。