私募备案所需材料清单和几大步骤

私募备案所需材料清单和几大步骤 1、Business license subject qualification certification document (partnership type、Cooperation、Applicable to corporate funds) 2、Fund Prospectus 3、Fund Risk Disclosure Statement 4、Investor Commitment Letter 5、Proof of fundraising scale (including capital verification certificate、Documents proving investment such as bank statements、Industrial and commercial registration transfer materials and other certificates issued by third parties) 6、Fund Contract/Partnership Agreement/Articles of Association 7、Entrusted management agreement (if any) 8、Fund custody agreement (if any) 9、Investor details (including name/institutional name、ID number、actual investment amount。

This item is required for funds established after August 21, 2014 (inclusive of that date)) 10、Management system for sales business 11、Management system for share registration business 12、Sales system test report、Sales system and central data exchange platform networking test report、Sales system function description 13、Sales Regulator Oversight Agreement 14、Share registration system test report、Sales system and central data exchange platform networking test report、Sales system function description。

(if any) 15、TA fund clearing system test report、Function description。(if any) 16、Share registration regulatory agency supervision agreement (if any) 17、Outsourcing agreement (if any) After preparing the above information, enter the following process： The lawyer issues a legal opinion and hires a professional law firm to conduct due diligence on the site.，According to the association

Require

Complete the "Legal Opinion"，Submit when applying for a license in the private equity fund manager system。

To put it simply，但最麻烦的就是这一步了！ 在备案系统申请牌照 符合管理人申请

Require

and have application documents ready，Then apply for a private equity fund manager registration account，Complete the online data input and keep it consistent with the content of the legal opinion，And upload the "Legal Opinion"。

Association Feedback If the association has questions，Feedback will be sent to the administrator’s email address，The manager makes corrections based on the feedback and asks the law firm to supplement the legal opinion and submit it together.。 Friendly reminder：Looking at the current situation，It’s impossible not to give feedback，If it can be completed within 3 times, it is considered good.。6 Approved by the association，取得私募基金管理人牌照 协会通过审核后，发送邮件至管理人邮箱，私募备案成功。

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