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Analysis of reasons why private placement registration was rejected

港信通-专业代办私募基金备案、Private equity fund manager registration、Private equity fund product registration,互联网金融公司ICP备案P2P平台ICP备案,ICP business license application,前海股权基金公司转让,Shenzhen Fund Company Transfer,Qianhai Fund Company Transfer,转让前海外商融资租赁公司转让深圳融资租赁公司,Apply for a pawn shop,受托基金销售牌照申请受托小贷牌照申请互联网小贷牌照申请转让保险经纪牌照转让保险代理牌照申请经营性ICP备案详情咨询去年6月,The review of product registration usually takes 5-7 working days to pass.,And in July,Product registration applications from many fund companies have been rejected 3 to 4 times,Still failed to pass review。

In addition, regulatory authorities have recently taken frequent actions in regulating the registration and filing of private equity funds.,Invisibly increasing the difficulty of product registration。港信通-在本文汇总了常见的产品备案被拒绝的原因及整改方法,And compiled the China Foundation Association’s answers to some questions about product registration,We hope to help each fund company’s product registration pass in one go.。Reason for rejection 1:请填写正确的基金全称整改方法:The full name of the fund should be exactly the same as the name in the contract。

Reason two for rejection:Please fill in the correct management type rectification method:There are three types of management you can choose from,Trusted management、Self-management and consultant management。Self-managed limited liability company、Corporate fund established in the form of a joint stock company,Implement self-management through the formation of an internal management team,The corporate fund must also complete the manager registration procedures。Trusted management refers to entrusting assets to private equity fund managers for management through entrusted management.。

Consulting management refers to the private equity fund manager acting as an investment consultant for the trust company.、Brokerage Asset Management、QFII and other managed assets。Reason three for rejection:Please upload the risk disclosure letter signed by all investors and the rectification methods:Scan the risk disclosure letter signed by all investors and upload it in a PDF document。Reason four for rejection:Please upload proof of fundraising scale。

Rectification methods:Proof of fundraising scale includes fund arrival certificate issued by the custodian,Or a capital verification certificate issued by an accounting firm,Or bank statement (with official bank seal),Or certification issued by a third party such as industrial and commercial registration transfer materials。Reason five for rejection:Please ask the manager to provide an explanation of whether the fund has been raised and whether it will continue to raise funds from outside.。Rectification methods:The administrator truthfully issues the above statement,Sign to confirm and upload to other questions。

Reason six for rejection:The fund’s partner information is inconsistent with the industrial and commercial registration information。Rectification methods:If changes are possible, complete the changes and re-register them.,If changes cannot be made temporarily, all partners must issue commitment letters.,Commitment to complete rectification within three months,And upload the signed and confirmed commitment letter to other questions.。Reason seven for rejection:Please register XXX investors after the actual payment reaches 1 million.。

Rectification methods:According to Article 12 of the "Interim Measures for the Supervision and Administration of Private Investment Funds" promulgated by the China Securities Regulatory Commission on August 21, 2014,Qualified investors of private equity funds refer to those who have corresponding risk identification capabilities and risk-taking capabilities,Units and individuals whose investment in a single private equity fund is no less than 1 million yuan,Therefore, the investment amount of each investor must not be less than 1 million。Reason eight for rejection:Please register with the association after raising funds from outside.。

Rectification methods:Fund products must have external investors,Fund managers invest directly or fund products are only subscribed by fund managers and their staff.,China Foundation Association does not allow registration。Reason nine for rejection:Please upload investor details and stamp with the official seal of the private equity fund manager。

Rectification methods:Investor details including serial number,Name/organization name,ID number,Subscription amount,Amount actually paid,Summary amount,Remark;Remarks include GP/LP,Priority / inferiority,Whether managers or employees are participating in the investment。The summary amount should be consistent with the actual payment amount reported in the registration and filing system。Ten Reasons for Rejection:If the fund product is not managed,Please upload a no-escrow agreement signed by all investors。

Rectification methods:Explain any other issues that the administrator deems necessary.,The contract clarifies that this product does not have custody and the relevant chapters of institutional measures and dispute resolution mechanisms to ensure the safety of private equity fund property,Also upload the no-escrow agreement signed by all investors,There is no custodianship agreement that clearly states that “the Fund has no custodianship.”。About Gangxintong-Gangxintong-Ten years of accumulation,Accumulated rich experience and resources in the industry。

We have a professional team in applying for financial licenses,commercial factoring、finance lease、Financing guarantee、Shenzhen pawn shop、Private equity fund license、Fund Distribution License、Insurance intermediary license、There are successful cases in applying for Internet small loan licenses and other licenses。at the same time,Facing the inspection and supervision of the financial industry in 2025,There are abundant financial shell resources for transfer:Fund company、investment company、asset Management、Financial services, etc.。


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