备案方式:股权投资基金备案材料完备且符合
Require
of,The Fund Industry Association shall within 20 working days from the date of receipt of all filing materials,以通过网站公示股权投资基金基本情况的方式,为股权投资基金办结备案手续。网站公示的股权投资基金基本情况包括股权投资基金的名称、Establishment time、Filing time、Main investment areas、Fund manager and fund custodian and other basic information。
登记提交以下材料或信息:(1)工商登记和营业执照正副本复印件。(2)Articles of Association or Partnership Agreement。(3)主要股东或者合伙人名单。(4)高级管理人员的基本信息。(5)基金管理人的基本制度。(6)legal opinion。(7)Fund Industry Association
Require
Other materials submitted。6.备案的内容(1)主要投资方向及根据主要投资方向注明的基金类别。
(2)fund contract、Articles of Association or Partnership Agreement。资金募集过程中向投资者提供基金招募说明书的,应当报送基金招募说明书。以公司、合伙等企业形式设立的股权投资基金,还应当报送工商登记和营业执照正副本复印件。(3)采取委托管理方式的,A management entrustment agreement should be submitted。(4)Entrusting a custodian institution to take care of fund assets,A custody agreement should also be submitted。
(5)基金业协会规定的其他信息。基金运行期间,如发生以下重大事项的,基金管理人应当在5个工作日内向基金业协会报告:(1)Major changes to the fund contract。(2)Fund liquidation or liquidation occurs。(3)基金管理人、基金托管人发生变更。(4)Continuous operation of the fund、investor interests、资产净值产生重大影响的其他事件。
Several of its private equity fund management companies that have been suspended have been sold.:1.Sino-Swiss Fund Management Co., Ltd.,Registered capital:1000Business scope of RMB 10,000:Trusted management of equity investment funds,Equity investment。2.Huarong Fund Management Co., Ltd.,Registered capital:1000Business scope of RMB 10,000:Trusted management of equity investment funds,Equity investment。
3.Shangxin Equity Investment Fund Co., Ltd.,Registered capital:5000Business scope of RMB 10,000:股权投资上述基金管理公司、银行暂未开通对公账户,从未实际经营开展业务,如需收购转让,You can call。Other,有资产管理、Investment management company transfer。
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