Port communication深圳私募基金备案
Require
and
Things to note
20252025年备案私募基金需要注意六大事项：one、关于取消私募基金管理人登记证明二、私募基金管理人应当依法及时备案私募基金三、私募基金管理人应当及时履行信息报送义务四、关于私募基金管理人高管人员基金从业资格相关
Require
one、关于取消私募基金管理人登记证明为加强对私募基金行业的社会监督，Achieve effective registration of private equity fund managers、dynamic management，From the date of this announcement，The Asset Management Association of China will no longer issue electronic certificates of private equity fund manager registration。
The paper private equity fund manager registration certificate previously issued by the China Asset Management Association、The electronic certificate of private equity fund manager registration is no longer used as a supporting document for handling relevant business。According to the "Interim Measures for the Supervision and Administration of Private Investment Funds" and the "Measures for Registration of Private Investment Fund Managers and Fund Filing Measures"(Trial)》Provisions，The China Asset Management Association publicizes the basic information of private equity fund managers through the association’s website，Complete registration procedures for private equity fund managers。
two、私募基金管理人应当依法及时备案私募基金1、From the date of this announcement，A newly registered private equity fund manager has not registered its first private equity fund product within 6 months from the date of completing the registration procedures.，The Asset Management Association of China will cancel the registration of the private equity fund manager。
2、From the date of this announcement，Private equity fund managers who have been registered for 12 months and have not yet registered their first private equity fund product，Those who have not registered private equity fund products before May 1, 2025，The Asset Management Association of China will cancel the registration of the private equity fund manager。
3、From the date of this announcement，Private equity fund managers who have been registered for less than 12 months and have not yet registered their first private equity fund product，Those who have not registered private equity fund products before August 1, 2025，The Asset Management Association of China will cancel the registration of the private equity fund manager。4、If a private equity fund manager who has been deregistered due to genuine business needs，Can be pressed
Require
Re-apply for private equity fund manager registration。
consistent with
Require
The applicant organization，The Asset Management Association of China will disclose the basic information of private equity fund managers on its website.，Complete the registration procedures again for the applicant organization。
three、私募基金管理人应当及时履行信息报送义务1、From the date of this announcement，按照《私募投资基金管理人登记和基金备案办法(Trial)》和中国基金业协会的相关规定，Registered private equity fund managers failed to meet quarterly obligations on time、Annual and major event information submission and update obligations，Complete corresponding rectifications at the private equity fund manager
Require
Before，The Asset Management Association of China will suspend accepting the agency’s private equity fund product registration applications。
2、Private equity fund managers failed to meet quarterly obligations on time、The obligation to submit and update annual and major event information has accumulated to 2 times，China Asset Management Association included it in the list of abnormal institutions，并通过私募基金管理人公示平台对外公示。一旦私募基金管理人作为异常机构公示，Even if the rectification is completed，It will take at least 6 months to return to normal institutional disclosure status.。
3、From the date of this announcement，A registered private equity fund manager violated the relevant provisions of the "Interim Regulations on Enterprise Information Disclosure"，Being included in the public list of serious illegal enterprises in the corporate credit information publicity system，Complete corresponding rectifications at the private equity fund manager
Require
Before，The Asset Management Association of China will suspend accepting the agency’s private equity fund product registration applications。
at the same time，China Asset Management Association included it in the list of abnormal institutions，并通过私募基金管理人公示平台）对外公示。一旦私募基金管理人作为异常机构公示，Even if the rectification is completed，It will take at least 6 months to return to normal institutional disclosure status.。4、新申请私募基金管理人登记的机构被列入企业信用信息公示系统严重违法企业公示名单的，China Asset Management Association will not allow registration。
Four、关于私募基金管理人高管人员基金从业资格相关
Require
1、Pass the Fund Practitioner Qualification Examination。The examination subjects of the Fund Practitioner Qualification Examination include subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" and Subject 2 "Basic Knowledge of Securities Investment Funds"。
According to the "Notice on Matters Concerning the Fund Practitioner Qualification Examination" of the China Asset Management Association (China Fund Industry Association)[2025]112Number)，Comply with relevant examination score recognition regulations，Can be regarded as passing the Fund Practitioner Qualification Examination。2、近三年从事投资管理相关业务并符合相关资格认定条件。Such situations mainly refer to those who have engaged in asset management-related business in the past three years.，And the average annual scale of assets under management is more than 10 million yuan。
3、Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements；Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。4、Other circumstances determined by the Qualification Certification Committee of the China Asset Management Association。
拟通过上述第（二）、（三）情形的认定方式取得基金从业资格的私募基金管理人的高管人员，You should also pass the Fund Practitioner Qualification Examination Subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" exam，Only then can it be determined that the fund practitioner qualification has been obtained。
5、Senior executives of private equity fund managers who have obtained fund practice qualifications，It should be in accordance with the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" and the "Notice on Matters Concerning the Fund Practitioner Qualification Examination"
Require
，Only by completing 15 hours of follow-up training each year can one maintain his or her fund practitioner qualifications.。
6、已登记的私募基金管理人应当按照上述规定，Self-examination of relevant senior management personnel’s qualifications for fund business，And submit an application for major changes in senior management qualifications through the private equity fund registration and filing system before December 31, 2025.，to complete the rectification。Failure to make corrections within the time limit，The China Asset Management Association will suspend accepting the institution’s private equity fund product registration applications and other major matters change applications。
中国基金业协会将持续在私募基金管理人公示平台对外公示该机构相关高管人员的基金从业资格相关情况。Hong Kong Information Communication-Chief Consultant，Always based on professional knowledge and attitude，Has successfully provided advice to hundreds of companies，
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