Port communicationShenzhen private equity fund registration and processing
Require
and materials. It is often seen that some listed companies announce that they will participate in the establishment of M&A funds.，There will be some progress announcements，This includes the announcement of the completion of private equity investment fund registration (or the completion of private equity fund manager registration)。
List of filing materials for private equity funds 1、Business license subject qualification certification documents 2、Fund Prospectus 3、Fund Risk Disclosure Statement 4、Investor Commitment Letter 5、Proof of fundraising scale 6、Fund Contract/Partnership Agreement/Articles of Association 7、entrusted management agreement 8、Fund custody agreement 9、Investor details Private equity fund filing overall
Require
1、Private equity funds in investment operations，The Securities Investment Fund Law of the People's Republic of China should be strictly abided by、"Interim Measures for the Supervision and Administration of Private Investment Funds"、"Interim Provisions on Private Asset Management Business of Securities and Futures Institutions"、"Private Investment Fund Manager Registration and Fund Filing Measures (Trial)"、"Announcement on Further Regulating Certain Matters concerning the Registration of Private Equity Fund Managers"、"Measures for the Administration of Information Disclosure of Private Equity Investment Funds"、"Measures for the Administration of Private Investment Fund Raising Behavior"、"Private Investment Fund Contract Guidelines"、"Securities and Futures Business Institutions' Private Equity Asset Management Plan Filing and Management Regulations No. 1-4"、"Answers to Questions and Answers 1-14 Related to Registration and Filing of Private Equity Funds" and other laws, regulations and self-regulatory rules，No solicitation from non-qualified investors，Strictly implement the investor suitability management system，It is not allowed to guarantee the minimum income in disguised form，Do not violate relevant leverage ratios
Require
，Strictly implement relevant information disclosure
Require
。
2、Private equity fund managers shall complete the filing within 20 working days after the private equity fund is raised.，And ensure that all materials and information provided in fund filing and continuous information updates (including system-filled information) should be true、precise、whole，There are no false records、Misleading statements or material omissions。
3、Private equity fund managers should carefully read these instructions and system prompts，Keep the uploaded materials consistent with the information filled in the system (asset management business comprehensive reporting platform and practitioner management platform)，Upload private equity fund filing commitment letter、fund contract、Risk Disclosure、Proof of actual capital contribution and other relevant written materials with complete signatures and seals。
4、Private equity fund managers should combine the actual investment and operation practices of private equity funds，Timely reporting of changes in major fund matters and liquidation information，Pay fund quarterly on time、Annual renewal obligation。Private equity fund managers failed to meet quarterly obligations on time、The obligation to submit and update annual and major event information has accumulated to 2 times，The Asset Management Association of China has included it in the list of abnormal institutions.。 A bit long-winded，But the content is detailed，Can refer to。
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