Port communication深圳前海私募基金备案办理、Scope of registration of private investment fund managers and fund filing Private securities investment funds、private equity investment funds、Venture capital funds and other managers shall complete the private equity investment fund manager registration procedures with the Asset Management Association，Private equity funds under management must complete fund filing procedures。
three、私募投资基金管理人登记备案的条件1.在中国境内合法注册成立的企业法人2.注册资本1000万或以上实缴到位3.有至少3名具有3年以上的相关从业经验的高管，高管中必须有风控负责人4.高管履历必须真实，基金业协会会不定期抽查及约谈高管5.高管人员必须有相关从业资质及本科以上学历证明6.企业必须有完善的风控、internal control、Personnel trading、信息披露等制度四、After submitting the registration information，经多长时间办理通过？
After collecting the application materials and written commitment letters from the organization, the association，Start registration immediately。Associations may take interviews with senior managers、On-site inspection、Report to the China Securities Regulatory Commission and its dispatched offices、Relevant professional associations solicit opinions and other methods to verify the registration application materials provided by private equity investment fund managers.。
Except for cases where registration is suspended，The registration application materials provided by the private equity investment fund manager are complete，Within 20 working days from the date the association receives all registration materials，Disclose the basic information of private equity investment fund managers through the website，Complete registration procedures for private equity investment fund managers，At the same time, go through the membership enrollment procedures accordingly.。
Private equity funds with complete registration materials，Within 20 working days from the date the association receives all the filing materials，Disclose the basic information of private equity funds through the website，Complete registration procedures for private equity funds。six、What are the standards for determining qualifications for private equity funds and the registration procedures for practitioners? answer：Private investment fund managers shall confirm in advance that the employee registration information submitted by the institution meets the identification conditions stipulated in the Measures，and assume responsibility for verification。
The Association will further verify。If it is found that there are false records in the registration information、Misleading statements or material omissions，The association will take corresponding self-disciplinary measures against private equity investment fund managers。Suspected of violating laws and regulations，Will be transferred to China Securities Regulatory Commission for processing。seven、Are foreign private equity fund management institutions included in the scope of registration and filing? answer：Private equity fund management institutions registered and established in China，Must complete the private equity fund manager registration procedures with the Asset Management Association。
Private equity fund management institutions registered and established overseas are temporarily not included in the scope of registration。eight、Can a natural person register as a private equity fund manager? answer：According to the provisions of the Securities Investment Fund Law，The fund manager shall be a company or partnership established in accordance with the law.。Natural persons cannot register as private equity fund managers。Nine、Can an institution without paid-in capital be registered as a private equity fund manager?
answer：Private equity fund management institutions should have appropriate capital，to be able to support its basic operations。ten、私募基金是否可以承诺保底保收益？答：Private equity funds are not allowed to promise guaranteed returns in violation of regulations。The Fund Industry Association is formulating business regulations related to private equity funds。eleven、Do private equity fund management institutions have to complete registration procedures? What are the consequences if I don't register?
answer：According to the provisions of the Securities Investment Fund Law and the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial)，Private equity fund management institutions must complete registration procedures。otherwise，Not allowed to engage in private equity investment fund management business activities。The Asset Management Association and the China Securities Regulatory Commission have established a private equity fund registration and filing information sharing and regular reporting mechanism。
Established private equity fund managers should follow the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" before the end of April，Complete the registration procedures with the Asset Management Association。For registered private equity fund managers，The Fund Industry Association should provide various services；For unregistered private equity fund managers，The China Securities Regulatory Commission will take corresponding regulatory measures。twelve、合格投资者的认定标准是什么？
answer：目前证监会正在制定合格投资者认定标准。
在证监会有关规定出台之前，协会建议私募基金管理人向符合以下条件的投资者募集资金：（1）个人投资者的金融资产不低于500万元人民币，机构投资者的净资产不低于1000万元人民币；（2）具备相应的风险识别能力和风险承担能力；（3）投资于单只私募基金的金额不低于100万元人民币。
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