深圳前海深港合作区注册设立基金管理需要什么条件

one、申请设立基金管理公司需要具备什么基本条件？

1. 有符合《证券投资基金法》、《公司法》规定的章程；　　
2. 注册资本不低于1亿元人民币，And shareholders must pay in cash，Foreign shareholders shall contribute capital in freely convertible currency；　　
3. Major shareholders should have good performance in operating financial business or managing financial institutions.、Good financial status and social reputation，The asset size reaches the standards set by the State Council，最近三年没有违法记录；　　
4. are in compliance with the law、Proposed senior managers as prescribed by administrative regulations and the China Securities Regulatory Commission and engaged in research、invest、Valuation、销售等业务的人员，Proposed senior management personnel、No less than 15 business personnel，and should obtain fund practitioner qualifications；　　
5. director、supervisor、Senior managers must have corresponding qualifications；　　
6. There is conformity

Require

business premises、安全防范设施和与基金管理业务有关的其他设施；

1. 　　
2. Have a good internal governance structure，设置了分工合理、Organizational structure and job positions with clear responsibilities；　　
3. 有符合中国证监会规定的内部稽核监控、Risk control、信息安全等内部监控制度；　　
4. law、行政法规规定的和经国务院批准的中国证监会规定的其他条件。

two、持有基金管理公司5%以上股权的非主要股东的条件是什么？

1. 非主要股东为法人或者其他组织的，Net assets are not less than RMB 50 million，资产质量良好，内部监控制度完善；　　
2. 非主要股东为自然人的，个人金融资产不低于1000万元人民币，在境内外资产管理行业从业5年以上；　　
3. 最近3年没有因违法违规行为受到行政处罚或者刑事处罚；　　
4. 没有挪用客户资产等损害客户利益的行为；　　
5. Are not being investigated by regulatory agencies for any violations of laws or regulations，Or is in the process of rectification；　　
6. 具有良好的社会信誉，最近3年在税务、工商等行政机关以及金融监管、自律管理、Commercial banks and other institutions have no bad records。

three、哪些主体可以作为基金管理公司主要股东？　根据《证券投资基金法》的规定，Major shareholders should have good performance in operating financial business or managing financial institutions.、Good financial status and social reputation，The asset size reaches the standards set by the State Council，最近三年没有违法记录。

at present，主要股东可以是证券公司、证券投资咨询公司、commercial bank、trust company、私募基金管理机构等机构以及自然人。Four、自然人作为主要股东应当具备哪些基本条件？

自然人作为主要股东发起设立基金管理公司的，除应当符合持有基金管理公司5%以上股权的非主要股东的条件以外，还应当具有经营金融业务或者管理金融机构的良好业绩；个人金融资产不低于3000万元人民币，在境内外资产管理行业从业10年以上。

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