Apply for a private equity outstanding license

Private equity funds are always a hot spot in the financial industry，So how to apply for a private equity excellent license in Shanghai? What information is needed when applying for a private equity outstanding license? Compared to before，Now that the China Foundation Association has issued new regulations,，It is becoming more and more difficult to apply for excellent private equity licenses，Moreover, any licenses that have not issued products within six months after the successful application will be cancelled.，This is a rigid rule。

Market analysis of private equity funds，Everyone must know，In a market that tends to mature slowly, the market is still huge.。 Apply for the excellent private equity license

Require

：

1. The subject of the private equity license is an investment company，The only companies that can apply for a private equity license are：investment management、asset Management、Fund management。Others are not allowed。Let’s talk about it here，Different parts of the country also have different descriptions of industry characteristics.，Treat specific situations on a case-by-case basis。

Some are possible and some are not.。

1. The business scope of the main company can only include：investment management、asset Management、Fund management、Equity investment。The original project investment can also be added，But not now。
2. Capital verification report，association

Require

Applicants must make actual payment，official

Require

The actual payment ratio is 25% or more than 1 million，OK, all paid。Improve data evaluation。

Good for yourself too，Full payment will also improve the overall strength of the company.。

1. physical address，Fund Industry Association

Require

The applicant company provides actual office space，The actual address can be different from the registered address。This is consistent with theory。

1. Practitioners，Fund Industry Association

Require

There are 3 senior executives with fund qualifications。

1. Have a legal opinion，A legal opinion provides an overview of the company's overall data。
2. Other relevant laws and regulations

Require

。

Information required to apply for a private equity license：

1. Real resumes of company executives and contact information of people in their companies；
2. Scanned copy of ID card and electronic photo of company executive；
3. Business license and official seal；
4. Application form to join the Fund Industry Association；
5. Commitment letter for company filing application；
6. The company’s financial statements for the previous year(If it is a newly established company, the financial statements for the current month are required.)；
7. Capital verification report of the company’s registered capital；
8. Articles of Association；
9. Whether the manager establishes the investment、Risk control、internal control、Employee personal transactions、Information disclosure and other related systems；
10. Fund business qualifications。

The outlook for the private equity industry： From the 1990s，Financial flows into China from abroad，As of now, it has gradually begun to move towards cities.，So in a mature financial system，So among them, private equity funds are undoubtedly one of the profitable sectors.。With the development of the securities market，Trading system continues to innovate，Developing the derivatives market is a historical necessity。

From the perspective of the development of global mutual funds，Countries have strict restrictions on mutual funds' use of leverage instruments and investment in derivatives markets.，Mutual funds rarely engage in derivatives trading。at present，my country has strict restrictions on the securities investment fund investment warrant market，It is estimated that mutual funds will conduct margin trading and securities lending business in the future.、There will be stricter rules for participating in short selling and investing in derivatives。

China's financial market is now becoming more mature，More and more people are entering this area，The demand is also increasing。

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