What are the conditions for applying for a private equity license?,申请私募牌照需要的资料有哪些?申请私募牌照的条件:
- Executive qualifications:Private equity funds engaged in securities must have at least three senior executives with fund practice qualifications,Among them, the legal representative,General manager,The person in charge of risk control must have a fund practitioner qualification certificate。
- Business scope:investment management、Equity Management
- Registered capital:The paid-in capital ratio is 25% and above,Or the paid-in capital can guarantee the company’s use for more than 6 months
- institutional literature:According to the association and the company's own conditions,Prepare institutional documents,Generally there are 9-13 institutional documents
License plate type
:There are currently private equity funds,private equity funds,Private Equity Venture Fund,Four types of other types of funds,根据自己的实际需求选择一个6、legal opinion:It is necessary to invite a professional law firm to conduct due diligence,According to the association
Require
Complete the "Legal Opinion",在私募基金管理人系统中申请牌照时要递交7、Other relevant laws and regulations
Require
。
Information required to apply for a private equity license:
- Real resumes of company executives and contact information of people in their companies;
- Scanned copy of ID card and electronic photo of company executive;
- Copy of license, copy of tax, copy of code, official seal;
- Application form to join the Fund Industry Association;
- Commitment letter for company filing application;
- The company’s financial statements for the previous year(If it is a newly established company, the financial statements for the current month are required.);
- Capital verification report of the company’s registered capital;
- Articles of Association;
- Whether the manager establishes the investment、Risk control、internal control、Employee personal transactions、信息披露等相关制度申请私募牌照的条件是什么,申请私募牌照需要的资料有哪些?
申请私募牌照的条件:
- Executive qualifications:Private equity funds engaged in securities must have at least three senior executives with fund practice qualifications,Among them, the legal representative,General manager,The person in charge of risk control must have a fund practitioner qualification certificate。
- Business scope:investment management、Equity Management
- Registered capital:The paid-in capital ratio is 25% and above,Or the paid-in capital can guarantee the company’s use for more than 6 months
- institutional literature:According to the association and the company's own conditions,Prepare institutional documents,Generally there are 9-13 institutional documents
License plate type
:There are currently private equity funds,private equity funds,Private Equity Venture Fund,Four types of other types of funds,根据自己的实际需求选择一个6、legal opinion:It is necessary to invite a professional law firm to conduct due diligence,According to the association
Require
Complete the "Legal Opinion",在私募基金管理人系统中申请牌照时要递交7、Other relevant laws and regulations
Require
。
Information required to apply for a private equity license:
- Real resumes of company executives and contact information of people in their companies;
- Scanned copy of ID card and electronic photo of company executive;
- Copy of license, copy of tax, copy of code, official seal;
- Application form to join the Fund Industry Association;
- Commitment letter for company filing application;
- The company’s financial statements for the previous year(If it is a newly established company, the financial statements for the current month are required.);
- Capital verification report of the company’s registered capital;
- Articles of Association;
- Whether the manager establishes the investment、Risk control、internal control、Employee personal transactions、Information disclosure and other related systems
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