申请基金销售牌照

申请基金销售牌照 基金销售牌照 是指颁发给从事基金产品销售的企业或机构的许可证。2012Year，央行开始向第三方理财机构开放基优秀照申请，也就是除了银行、Funds and Securities，原本从事PE或信托产品销售的第三方理财公司也可以从事基金售，也就是开展基金代销业务。

根据证监会网站的*数据，从2012年至今，已发放基金第三方销售牌照107张，in，中外合资公司44家，内资公司63家；取得公募基金管理资格的证券公司或证券公司资管子公司共12家，保险公司1家。

one、Fund sales license

Application conditions

：

1. The registered capital reaches 20 million yuan
2. 公司成立三年以上的合法主体，Good credit standing，正常营业，缴税。
3. Have actual office space。
4. 两位高管从事基金业务2年，或其它金融业5年以上，有10名有基金销售的专业人员。
5. There is conformity

Application conditions

的基金销售平台 二、针对自然人参股：

1. engaged in securities、Fund or other financial business for more than 10 years or securities、基金业务部门管理5年以上或者担任证券基金行业高级管理人员3年以上的工作经历；
2. No criminal punishment has been imposed in the past 3 years；
3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments；
4. in self-discipline management、Commercial banks and other institutions have no bad records；
5. No large amount of debt due and unpaid；
6. No other major bad integrity records in the past 3 years。

three、针对企业法人的

Application conditions

：

1. Continuous operation for more than 3 complete fiscal years，Financial condition is good，Standard and stable operation；
2. No criminal punishment has been imposed in the past 3 years；
3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、税务等行政管理部门的行 政处罚；
4. In the past 3 years in self-discipline management、Commercial banks and other institutions have no bad records；
5. No violation of laws or regulations is currently being investigated by a regulatory agency or is in the process of rectification.。

Four、独立销售机构需与银行签监督协议 同日证监会发布了基金独立销售机构资格申请相关表格和流程图。证监会指出，基金独立销售机构在获得资格后，应在机构名称中加上“基金销售”字样。

按照证监会的文件显示，申请销售资格的机构需具备基金销售信息系统与基金注册登记数据中央交换平台联网测试报告，此外还需提交与银行签订的监督协议。 also，申请基金销售业务资格的独立机构，还需提交自然人股东（合伙人）基本信息表格，基金销售网点及销售人员信息表、内控表等。

基金销售牌照 是指颁发给从事基金产品销售的企业或机构的许可证。2012Year，央行开始向第三方理财机构开放基优秀照申请，也就是除了银行、Funds and Securities，原本从事PE或信托产品销售的第三方理财公司也可以从事基金售，也就是开展基金代销业务。

根据证监会网站的*数据，从2012年至今，已发放基金第三方销售牌照107张，in，中外合资公司44家，内资公司63家；取得公募基金管理资格的证券公司或证券公司资管子公司共12家，保险公司1家。

one、Fund sales license

Application conditions

：

1. The registered capital reaches 20 million yuan
2. 公司成立三年以上的合法主体，Good credit standing，正常营业，缴税。
3. Have actual office space。
4. 两位高管从事基金业务2年，或其它金融业5年以上，有10名有基金销售的专业人员。
5. There is conformity

Application conditions

的基金销售平台 二、针对自然人参股：

1. engaged in securities、Fund or other financial business for more than 10 years or securities、基金业务部门管理5年以上或者担任证券基金行业高级管理人员3年以上的工作经历；
2. No criminal punishment has been imposed in the past 3 years；
3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments；
4. in self-discipline management、Commercial banks and other institutions have no bad records；
5. No large amount of debt due and unpaid；
6. No other major bad integrity records in the past 3 years。

three、针对企业法人的

Application conditions

：

1. Continuous operation for more than 3 complete fiscal years，Financial condition is good，Standard and stable operation；
2. No criminal punishment has been imposed in the past 3 years；
3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、税务等行政管理部门的行 政处罚；
4. In the past 3 years in self-discipline management、Commercial banks and other institutions have no bad records；
5. No violation of laws or regulations is currently being investigated by a regulatory agency or is in the process of rectification.。

Four、独立销售机构需与银行签监督协议 同日证监会发布了基金独立销售机构资格申请相关表格和流程图。证监会指出，基金独立销售机构在获得资格后，应在机构名称中加上“基金销售”字样。

按照证监会的文件显示，申请销售资格的机构需具备基金销售信息系统与基金注册登记数据中央交换平台联网测试报告，此外还需提交与银行签订的监督协议。 also，申请基金销售业务资格的独立机构，还需提交自然人股东（合伙人）基本信息表格，基金销售网点及销售人员信息表、内控表等。

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