Based in Shenzhen,Serving the Greater Bay Area
Your trustworthy enterprise qualification consulting expert

申请基金销售牌照应具备哪些条件

基金销售牌照收紧导致基金销售牌照的壳又水涨船高,2000万元的市场也是一照难求为何为导致这种现状了?详情见下文。 since the beginning of the year,As regulators tighten the licenses of independent fund sales agencies,The shell fees of independent fund sales agencies are rising all the time,From several million yuan at the end of last year to more than 20 million yuan now。

Analysis by multiple independent fund sales institutions,The tightening of approval is intended to reshuffle the cards through survival of the fittest.,Secondly, it is consistent with the idea of ​​comprehensively tightening the registration and filing business of private equity managers.,Strengthen self-discipline management。中介人士说现在卖壳叫价在2000万元以上实际成交也在2000万元上下,Often it’s hard to find a shell。

Some companies with Internet background have money and are eager to enter this industry,Time is more important to them than money,Don’t hesitate to spend a lot of money to buy the shell。Shell fees have skyrocketed from millions of yuan at the end of last year to 20 million yuan now.。to meet needs,The intermediary has also established a dedicated operations team to help buyers and sellers complete the backdoor process.。

Independent fund sales agencies can specialize in the sales of funds and other financial products.,Its qualification to apply for fund sales business,In addition to meeting the conditions specified in Article 9 of these Measures,The following conditions should also be met:

  1. A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission;
  2. Have a business scope that complies with regulations;
  3. Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital;
  4. Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures;
  5. There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters;
  6. Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions;
  7. There should be no less than 10 persons who have obtained fund professional qualifications。

从上文的了解可知基金销售牌照的壳这么贵导致许多资本对这个市场望而止步但是如果在自身体量比较好且对时间比较充裕的条件下可以考虑另注册一家港信通-可以专业帮您代理牌照办理


About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license platesShenzhen Hazardous Chemicals Business LicenseShenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services,Assist customers to applyShenzhen travel agency business licenseShenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

No reproduction without permission:Port communication » 申请基金销售牌照应具备哪些条件

Port communication,Your Guangdong-Hong Kong-Macao Greater Bay Area qualification agency expert。

Phone/WeChat 134 170 46218WeChat QR code