港信通-今天给大家介绍下设立管理公开募集基金的基金公司,需要具备什么条件呢?大家一起来学习下吧!
需要具备的条件如下:
- 有符合《基金法》和《公司法》规定的章程;
- 注册资本不低于1亿元人民币,and must be paid-in monetary capital;
- Major shareholders should have good performance in operating financial business or managing financial institutions.、Good financial status and social reputation,The asset size reaches the standards set by the State Council,最近3年没有违法记录;(基金管理公司主要股东是指持有基金公司股权比例最高且不低于25%的股东。
基金公司主要股东为法人或者其他组织的,净资产不低于2亿元人民币;主要股东为自然人的,个人金融资产不低于3000万元人民币,在境内外资产管理行业从业10年以上)
- 对基金公司持有5%以上股权的非主要股东,非主要股东为法人或者其他组织的,Net assets are not less than RMB 50 million,资产质量良好,内部监控制度完善;非主要股东为自然人的,个人金融资产不低于1000万元人民币,在境内外资产管理行业从业5年以上;
- 取得基金从业资格的人员达到法定人数。
设立基金公司拟任高级管理人员、No less than 15 business personnel,and should obtain fund practitioner qualifications;
- director、supervisor、Senior managers must have corresponding qualifications;
- There is conformity
Require
business premises、安全防范设施和与基金管理业务有关的其他设施;8、Have a good internal governance structure、Complete internal audit and monitoring system、risk control system。
If you still need to know more about this,You are welcome to consult Hong Kong Xintong at any time!
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