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Only one fund was approved for sale in the first half of the year,The scarce license plate is priced at 150 million yuan

Only one fund was approved for sale in the first half of the year,稀缺牌照有人喊价1.5亿基金销售机构,是指依法办理基金份额的认购、Fund managers for subscription and redemption and other institutions qualified for fund distribution business。基金销售牌照是指颁发给从事基金产品销售的企业或机构的许可证

one、Fund sales license

Application conditions

  1. A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission;
  2. Have a business scope that complies with regulations;
  3. Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital;
  4. Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures;
  5. There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters;
  6. Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions;
  7. There should be no less than 10 persons who have obtained fund professional qualifications。

two、企业法人参股独立,Fund sales license

Application conditions

  1. Continuous operation for more than 3 complete fiscal years,Financial condition is good,Standard and stable operation;
  2. No criminal punishment has been imposed in the past 3 years;
  3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments;
  4. In the past 3 years in self-discipline management、Commercial banks and other institutions have no bad records;
  5. No violation of laws or regulations is currently being investigated by a regulatory agency or is in the process of rectification.。

three、自然人参股独立,Fund sales license

Application conditions

  1. engaged in securities、Fund or other financial business for more than 10 years or securities、Management of the fund business department for more than 5 years or serving as a securities、Senior managers in the fund industry with more than 3 years of work experience;
  2. No criminal punishment has been imposed in the past 3 years;
  3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments;
  4. in self-discipline management、Commercial banks and other institutions have no bad records;
  5. No large amount of debt due and unpaid;
  6. No other major bad integrity records in the past 3 years。

新注册难度极高很多企业家会通过收购来获取牌照没有最高只有更高基金销售牌照的转让价格不断刷新纪录最高可达1.5亿因为现在这个牌照本身市面上就少愿意卖的更少所以价格自然就起来了。After all,Rare things are valuable。更多资讯关注头条号:Laughing a lot、搜狐号爱笑的多多或直接咨询深圳阳光奥美肖先生


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