Port communicationPrivate investment fund manager registration and fund filing nature? answer:Registration of private equity investment fund managers and filing of private equity funds are not administrative licensing matters。
According to the Securities Investment Fund Law、"Notice of the Central Organization Office on the Division of Responsibilities for Private Equity Fund Management"、Authorization from the China Securities Regulatory Commission and relevant provisions of the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial) (hereinafter referred to as the Measures)，The Asset Management Association is responsible for the registration of private investment fund managers and the filing of private equity funds.,and perform industry self-regulatory functions。Self-regulatory management of private equity funds centers on information disclosure，Based on honesty and trustworthiness。
Private equity fund managers promise to ensure the authenticity of the information provided、Legal responsibility for accuracy and completeness。The Asset Management Association does not conduct substantive prior review of the registration and filing information provided by private investment fund managers.。Investors must make careful judgments and identify risks when investing in private equity funds。Do private equity fund management institutions have to complete registration procedures? What are the consequences if I don't register?
answer：According to the provisions of the Securities Investment Fund Law and the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial)，Private equity fund management institutions must complete registration procedures。otherwise，Not allowed to engage in private equity investment fund management business activities。The Asset Management Association and the China Securities Regulatory Commission have established a private equity fund registration and filing information sharing and regular reporting mechanism。
Established private equity fund managers should follow the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" before the end of April，Complete the registration procedures with the Asset Management Association。For registered private equity fund managers，The Fund Industry Association should provide various services；For unregistered private equity fund managers，The China Securities Regulatory Commission will take corresponding regulatory measures。
私募基金登记备案相关问题解答(one)one、外资私募基金管理机构是否纳入登记备案范围？ 答复：Private equity fund management institutions registered and established in China，Must complete the private equity fund manager registration procedures with the Asset Management Association。Private equity fund management institutions registered and established overseas are temporarily not included in the scope of registration。 two、自然人是否能登记为私募基金管理人？
reply：According to the provisions of the Securities Investment Fund Law，The fund manager shall be a company or partnership established in accordance with the law.。Natural persons cannot register as private equity fund managers。three、实缴资本未到位的机构能否登记为私募基金管理人？ 答复：Private equity fund management institutions should have appropriate capital，to be able to support its basic operations。 Four、私募基金是否可以承诺保底有收益？
reply：Private equity funds are not allowed to promise guaranteed profits in violation of regulations。The Fund Industry Association is formulating business regulations related to private equity funds。 five、私募基金管理机构是否必须履行登记手续？如不登记有何后果？ 答复：According to the provisions of the Securities Investment Fund Law and the Measures for Registration of Private Investment Fund Managers and Fund Filing (Trial)，Private equity fund management institutions must complete registration procedures。
otherwise，Not allowed to engage in private equity investment fund management business activities。The Asset Management Association and the China Securities Regulatory Commission have established a private equity fund registration and filing information sharing and regular reporting mechanism。Established private equity fund management institutions must complete the application registration procedures before April 30。For registered private equity fund managers，The Fund Industry Association will provide various services。
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