融资租赁公司的申请材料？

融资租赁公司申请材料 私募基金的概述 在监管政策陆续出台以前，私募基金行业仅在少数原则性的法律框架下（公司法、合伙企业法等）摸索经营管理和投资模式，基本处于野蛮生长的状态。下文将从私募基金的现有监管环境、几类主要的法律形式、投资范围等方面，对私募基金做整体概况性介绍。

one、监管环境

1. 基金的分类 根据募集资金方式的不同，《基金法》将基金分为”公开募集证券投资基金”and”非公开募集投资基金”（私募投资基金），统一由中国证券监督管理委员会（简称中国证监会）负责监管，并由中国证券投资基金业协会（简称基金业协会）负责行业自律管理。
2. 私募投资基金融资租赁公司申请材料 根据《基金法》和《私募监管办法》的定义，私募基金是指在中华人民共和国境内，以非公开方式向投资者募集资金设立的投资基金。境外注册设立的私募基金管理机构暂不纳入监管范围。

根据发行主体、监管方式的不同，私募基金可分为持有各类金融牌照的机构（持牌金融机构）发行的投资计划、无金融牌照的机构（非持牌机构）发行的私募基金：

1. 持牌金融机构发行的投资计划 持牌金融机构发行的投资计划包括证券公司、Fund management company、期货公司及其从事资产管理业务的子公司（统称证券期货机构）发行的各类资产管理计划，除受中国证监会、基金业协会统一监管外，还可能需接受中国证券业协会、中国期货业协会等行业协会的自律管理。

由于其他法律法规和中国证监会的有关规定对上述机构从事私募基金业务另有规定，因此各类资产管理计划优先适用各自的特殊规定，下文不再单独论述。

in addition，信托公司发行的集合资金信托计划、商业银行发行的理财计划、保险资产管理机构发行的资产管理计划等投资计划，在法律性质上与证券期货机构发行的各类资产管理计划相同，但因为金融分业监管等因素，《私募监管办法》未明确上述投资计划适用该办法，因此下文亦不再涉及。

in practice，基金业协会曾经接受信托公司、商业银行资产管理部门等机构登记为私募基金管理人，也接受信托计划备案为私募基金，但目前中国银监会已经叫停商业银行的登记行为。

1. 非持牌机构发行的私募基金 非持牌机构发行的私募基金包括有限合伙型基金、corporate funds、契约型基金，其中前二者还分别需遵守《中华人民共和国合伙企业法》及《中华人民共和国公司法》，并受工商等市场管理机关的监管。

two、法律形式 如前文所述，私募基金的法律形式包括有限合伙型基金、corporate funds、契约型基金、证券期货经营机构资产管理计划等类型。

1. 有限合伙型基金 对于以进行投资活动为目的设立的有限合伙企业，Can be registered as a limited partnership private equity fund。

The fund manager is generally the general partner of a limited partnership., GP) and cannot be a natural person，Investors as Limited Partners, LP）；The number of partners is more than 2 (including at least 1 GP and LP) and less than 50；All partners sign the "Partnership Agreement" as the fund contract，Management of funds、Agreement on investment operations and other matters；The day-to-day management of the fund is handled by the GP，The "Partnership Agreement" can stipulate that specific major matters shall be passed through the partners' meeting、Investment decision-making committee and other forms of decision-making。

1. 公司型基金 对于以进行投资活动为目的设立的公司，可以备案为公司型私募基金。

It can be done by the company’s operating management body (such as the board of directors or executive director)、General manager, etc.) responsible for management，Both the fund and the manager are the company itself；Investors as company shareholders，The number of shareholders of a limited liability company is less than 50，The number of shareholders of a joint stock company is between 2 and less than 200；All shareholders signed the "Articles of Association" as the fund contract，Management of funds、Agreement on investment operations and other matters；The day-to-day management of the fund is handled by the operating management agency，The Articles of Association may stipulate that specific major matters shall be approved by the board of directors、Decisions are made in the form of shareholders (general meeting) etc.。

in practice，because of taxes、Management model and other factors，There are relatively few cases of establishing private equity funds in the form of a company。

1. 契约型基金 非持牌机构在基金业协会登记为私募基金管理人后，with investors、How the custodian jointly signs the fund contract，Raising and establishing private equity funds。This type of private equity fund does not have a limited partnership、Companies and other legal entities，Relevant operating rules rely on the fund contract (contract) to stipulate。

According to the Fund Law and Trust Law，Contractual funds are subject to trust legal relationships，Investors are trust settlors and beneficiaries，The fund manager is the trust trustee。

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