Port communicationToday, Hong Kong Xintong will introduce to you the relevant knowledge of fund outsourcing services.，Let’s learn together! one、The meaning and content of fund outsourcing services Fund outsourcing services，It refers to the fund business outsourcing service organization that provides sales for fund managers.、sales payment、Share registration、Valuation accounting、Information technology systems and other business services。
Fund outsourcing services include the following main contents:：Sale、sales payment、Share registration、Valuation accounting、Information technology systems and other business services。two、In outsourcing services, fund managers should assume legal responsibilities. Fund managers should develop corresponding risk management frameworks and systems when conducting business outsourcing.，and formulate its business outsourcing implementation plan based on prudent operating principles.，Determine the scope of outsourcing activities appropriate to its operating level。
At all stages of business outsourcing，Fund managers should pay attention to whether the outsourcing institution has businesses that conflict with outsourcing services，And whether the outsourcing agency takes effective isolation measures。The fund manager entrusts an outsourcing agency to provide fund business outsourcing services，The responsibilities that fund managers should bear in accordance with the law are not exempted due to outsourcing。
three、Basic Principles for Choosing Outsourcing Service Agencies Before a fund manager entrusts an outsourcing agency to carry out outsourcing activities，Due diligence on outsourcing organizations should be carried out，Understand its personnel pool、Business isolation measures、Software and hardware facilities、Professional ability、Integrity status、Past performance, etc.；and sign a written outsourcing service contract or agreement with the outsourcing agency，Clarify the rights, obligations and liability for breach of contract of both parties。
Without the consent of the fund manager，Outsourcing institutions shall not subcontract the promised fund business outsourcing services or subcontract in disguised form。Outsourcing institutions should have the operational capabilities and risk tolerance to carry out outsourcing business，Carefully assess potential risks and conflicts of interest in outsourcing services，Establish a strict firewall system and business isolation system，Effectively implement internal control systems such as information isolation，Effectively prevent the transfer of benefits。
Four、The meaning and content of information technology system services Information technology system services，Refers to the outsourcing institution as the fund manager、Fund custodians and other fund business outsourcing service organizations provide fund business core application systems、Information system operation and maintenance、Information system security and third-party e-commerce platform services。
five、Possible conflicts of interest in fund outsourcing services. Outsourcing institutions should have the operational capabilities and risk tolerance to carry out outsourcing business.，Carefully assess potential risks and conflicts of interest in outsourcing services，Establish a strict firewall system and business isolation system，Effectively implement internal control systems such as information isolation，Effectively prevent the transfer of benefits。Fund assets and client assets involved in outsourcing services should be independent of the outsourcing institution’s own property.。
When the outsourcing organization goes bankrupt or liquidates，Fund assets and client assets involved in outsourcing services do not belong to its bankruptcy estate or liquidation estate.。When outsourcing organizations carry out outsourcing business, they，Provide hosting services，Dedicated teams should be set up to be isolated from the business，Effectively prevent potential conflicts of interest。If you still need to know more about this，You are welcome to consult Hong Kong Xintong at any time!
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Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
