哪些情况导致私募备案不会成功

Gangxintong - is a domestic company that provides Internet financial company registration in the Shanghai Free Trade Zone and Shenzhen Qianhai Special Zone、Financial leasing company registration and filing、Registration and filing of private equity fund managers，Cross-border e-commerce company registration and commercial factoring registration and operation overall solution service provider. If the registration place of the applicant institution and the actual business location are not in the same administrative region, will it affect the registration and filing?

answer：The registration place of the applicant organization and the actual business location are not in the same administrative region，Does not affect private equity fund manager registration。However, the applicant organization should truthfully fill in relevant matters.，Law firms are required to make relevant factual statements，State the place of business of the manager、The respective places of registration，Whether it is indeed operated in the actual place of business, etc.。

1. Private equity fund managers who have registered but have not yet registered private equity fund products，What are the registration procedures for applying for registration of a private equity fund for the first time?

answer：According to the "Announcement on Further Regulating Certain Matters concerning the Registration of Private Equity Fund Managers"

Require

，Private fund managers who have registered before the "Announcement" and have not yet registered private fund products，The "Legal Opinion on Registration of Private Equity Fund Manager" should be submitted before applying for registration of private equity fund products for the first time.，After the submitted legal opinion is approved,，Submit private equity fund registration according to normal procedures。

1. How to determine the qualified investor standards of private equity funds?answer：According to the "Interim Measures for the Supervision and Administration of Private Investment Funds"，Qualified investors of private equity funds refer to those who have corresponding risk identification capabilities and risk-taking capabilities，Units and individuals who invest no less than 1 million yuan in a single private equity fund and meet the following relevant standards：
2. Units with net assets of not less than 10 million yuan；
3. Individuals whose financial assets are not less than 3 million yuan or whose average annual income in the past three years is not less than 500,000 yuan。

The financial assets mentioned in the preceding paragraph include bank deposits、stock、bond、Fund shares、Asset Management Plan、Bank financial products、trust plan、insurance products、Futures rights, etc.。

According to the relevant provisions of Article 13 of the "Interim Measures for the Supervision and Administration of Private Investment Funds"，The following investors are considered qualified investors：

1. social security fund、Enterprise annuities and other pension funds，Charitable funds and other social welfare funds；
2. An investment plan established in accordance with the law and registered with the Asset Management Association of China；
3. Private equity fund managers and their employees who invest in the private equity funds they manage；
4. Other investors specified by the China Securities Regulatory Commission。

as a partnership、Contract and other unincorporated forms，Directly or indirectly invest in private equity funds by pooling funds from a majority of investors，Private equity fund managers or private equity fund sales agencies should conduct thorough verification to see whether the final investor is a qualified investor.，And combined to calculate the number of investors。

but，Comply with this Article

1. 、
2. 、
3. Investors specified in this article invest in private equity funds，No more thorough verification of whether the final investor is a qualified investor and a consolidated calculation of the number of investors。
4. Proof of private equity fund raising scale、Filing of proof of paid-in capital contribution

Require

Which ones are there?

answer：Proof of private equity fund raising scale、The proof of paid-in capital contribution should be a certificate issued by a third-party institution，Including the fund arrival certificate issued by the fund custodian、Capital verification certificate、bank receipt、Investment certification documents such as industrial and commercial registration transfer materials containing actual payment information。Funds raised by private equity funds are not allowed to be paid on behalf of others。4、Registration of unmanaged private equity funds

Require

Which ones are there?

answer：Unless otherwise agreed in the fund contract or partnership agreement，Private equity funds should be managed by fund custodians。If the private equity fund does not have custody，Please supplementally submit a non-custodial confirmation signed by all investors (the "No Custody Confirmation" states "This fund has no custody")，Or explain it in "Other issues that the administrator thinks need to be explained"，The contract clearly stipulates that there is no custody for this product and the relevant chapters of institutional measures and dispute resolution mechanisms to ensure the safety of private equity fund property。

1. Private equity investors involved in limited partnerships，Need penetration? answer：as a partnership、Contract and other unincorporated forms，Directly or indirectly invest in private equity funds by pooling funds from a majority of investors，Please verify whether it is registered with the association。

If it has been filed，Please fill in the product code in "Investor Details"；If there is no record，According to the relevant provisions of the "Interim Measures for the Supervision and Administration of Private Investment Funds" and the "Administrative Measures for the Raising of Private Investment Funds"，Private equity fund managers or private equity fund sales agencies should conduct thorough verification to see whether the final investor is a qualified investor.，And combined to calculate the number of investors，And fill in the partnership in a separate list in "Investor Details"、Investors’ investment in contractual funds。

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