The progress of applying for a fund sales license has gradually slowed down since 2015,From June 2016 to now, no new independent fund sales agency has applied for a fund sales license.。Approval agencies are becoming increasingly strict in their review of fund sales licenses。
In addition, the China Securities Regulatory Commission issued a document in December last year stating that independent fund sales agencies can only sell their own fund products without obtaining a fund sales license.;Many Internet platforms want to prepare for the later development of financial products and also want to obtain a fund sales license.;Many business tycoons want to deploy a full financial model,As an important part, it is natural to obtain a fund sales license... It can be felt from many aspects that fund sales licenses are in short supply.,The asking prices for fund sales licenses on the market are also rising.。
There are two ways to obtain a fund sales license,The first is to choose the license held by an existing independent fund sales agency on the market.,This is what many business leaders do;The other is to submit an application to the Securities Regulatory Bureau,Join the long queue of applications。Enterprises can decide which type of access permit to obtain the fund sales industry based on their own needs.。
不妨来看看上述两种方式各自的
Advantages
,The first option is to choose existing resources,The time cost will definitely be saved greatly,It is also very simple to operate,However, according to industry sources, the current value has reached 50 million.,And resources are still scarce。
The second method is to apply for a new fund sales license qualification.,The application period is uncertain,You need to check the progress of the China Securities Regulatory Commission’s approval of the application for a fund sales license.。
Abandon the strict review level of the China Securities Regulatory Commission,Applying for a fund sales license itself requires meeting the requirements, which should not be underestimated.,Independent fund sales license registered capital
Require
cannot be less than 20 million,senior management、The qualifications of practitioners must meet the requirements of the China Securities Regulatory Commission
Require
,site,Charter,All rules and regulations cannot be ignored。
all in all,Obtaining a fund sales license
Require
The applicant has sufficient financial strength and industry experience,Strict policies are a good thing for those who want to engage in the fund sales industry.,Strict supervision is more conducive to the healthy development of the market。
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