基金销售牌照怎么办理

基金销售牌照怎么办理 基金销售牌照怎么办理？申请办理基金销售牌照有什么

Require

？ 基金销售牌照是指颁发给从事基金产品销售的企业或机构的许可证。

2012Year，The central bank begins to open fund license applications to third-party financial institutions，也就是除了银行、Funds and Securities，原本从事PE或信托产品销售的第三方理财公司也可以从事基金销售，更准确地说是基金代销，These third-party financial institutions take the form of cooperation with fund companies。而现在申请办理基金销售牌照是非常困难的一件事，怎么办理基金销售牌照？

今天就先来了解下办理的基本

Require

。 Fund sales license application

Require

：

1. A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission。
2. Have a compliant organization name、Organization structure and business scope。
3. Registered capital or capital contribution shall not be less than RMB 20 million，and must be paid-in monetary capital。
4. 有限责任公司股东或者合伙企业合伙人符合办法规定。
5. There are no major changes that have affected or may affect the normal operation of the organization.，or lawsuit、Arbitration and other major matters。
6. Senior managers have obtained fund practitioner qualifications，Familiar with fund sales business，And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions。
7. There should be no less than 10 persons who have obtained fund professional qualifications。 这七点都是公司必备的一个条件所在，其中任何一条不满足就无法申请。这类的基金销售牌照在全国范围内只有118张，从2025年开始设立的基金销售公司并取得牌照的少之又少，一年基本上就一两家，有时候可能还没有。

而这两年基金销售牌照的转让更是被炒作到了天价，很多人都已近看不懂这个市场，但是基金销售牌照依然是有价无市的状态，很多人想要收购，苦于没有公司想转让的。当然新申请办理基金销售牌照的话对于股东也是有

Require

of。

1. engaged in securities、Fund or other financial business for more than 10 years or securities、Management of the fund business department for more than 5 years or serving as a securities、Senior managers in the fund industry with more than 3 years of work experience；
2. No criminal punishment has been imposed in the past 3 years；
3. Has not been subject to financial supervision in the past 3 years、Industry supervision、Industry and commerce、Administrative penalties imposed by taxation and other administrative departments；
4. in self-discipline management、Commercial banks and other institutions have no bad records；
5. No large amount of debt due and unpaid；
6. No other major bad integrity records in the past 3 years。

这些都是对股东的背景

Require

，

Require

对这个行业熟悉，且无犯罪记录的。但是基本上现在基金销售牌照的公司都是以公司为股东去申请，很少以个人能申请下来的。 以上就是基金销售牌照办理的基本

Require

sum condition，Hope it helps everyone。

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