How to apply for a fund sales license? National agency

Fund sales generally refers to the promotion of funds，Offering of Fund Shares，Fund share subscription、Redemption processing and other activities，The person who has the right to sell funds is the fund manager or fund sales agency.，There are also independent fund sales agencies。The focus of this article today is what conditions need to be met to obtain fund sales qualifications from independent fund sales institutions.，How to apply。

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To apply for a fund license, an independent fund sales agency must meet the following conditions:：The registered capital or investment must be paid-in monetary capital，The amount is more than 20 million；Personnel

Require

，First, senior managers need to obtain fund practitioner qualifications，And have been engaged in fund business for more than 2 years or worked in other financial-related institutions for more than 5 years，

Require

Familiar with fund sales business。

Quantity

Require

There are more than 10 people who have obtained fund professional qualifications。Senior executives generally refer to the chairman of the company，General manager，deputy general manager。When the independent fund sales agency applying for a fund sales license is established in the form of a limited company，Institutional shareholders can be corporate legal persons or natural persons。Whether it is a corporate legal person or a natural person

Require

No bad records with any regulatory authorities in the past three years。

Corporate legal person

Require

The company has been operating stably in the past three years，Financial status is good。And natural person

Require

Have rich industry experience。Independent fund sales agencies can also be in the form of partnerships or other forms specified by the China Securities Regulatory Commission.。需要补充说明的是，Independent fund sales agencies must determine the name of the organization、Organizational structure and business scope。

Need actual office space，Personnel familiar with fund sales business，Ten personnel include two senior executives，Senior executives’ social security must be paid by the company for more than three months。对于基金销售牌照的办理申请有疑问的朋友欢迎免费咨询，专业代办全国范围内的基金销售牌照等金融牌照，想找第三方机构代办的朋友请联系港信通-。

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