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Fund sales license application conditions and approval time

since the beginning of the year,As regulators tighten the licenses of independent fund sales agencies,The shell fees of independent fund sales agencies are rising all the time,From several million yuan at the end of last year to more than 20 million yuan now。Analysis by multiple independent fund sales institutions,The tightening of approval is intended to reshuffle the cards through survival of the fittest.,Secondly, it is consistent with the idea of ​​comprehensively tightening the registration and filing business of private equity managers.,Strengthen self-discipline management。

A person from a Shenzhen private enterprise that is seeking to transform into the financial industry told reporters,Originally wanted to use an independent fund sales agency as a breakthrough into the financial industry。After learning about it, I found that license applications have been tightened,Want to buy a shell from an independent fund sales agency that has a license but lags behind in business development,But the other party's offer of more than 22 million yuan made him give up his plan.。The reporter confirmed this statement from an intermediary who buys and sells shell resources.。

The intermediary said,The current asking price for selling shells is over 20 million,The actual transaction volume is around 20 million.,Often it’s hard to find a shell。Some companies with Internet background have money and are eager to enter this industry,Time is more important to them than money,Don’t hesitate to spend a lot of money to buy the shell。Shell fees have skyrocketed from millions of yuan at the end of last year to 20 million yuan now.。to meet needs,The intermediary has also established a dedicated operations team to help buyers and sellers complete the backdoor process.。

Public data display,There are currently 303 institutions with fund sales licenses,Except commercial banks、Securities company、Futures Company、insurance company、Outside securities investment consulting institutions,There are also about 100 independent fund sales agencies。

Since February this year,There are 6 independent fund sales agencies licensed,They are Shenzhen Qianhai Cairns Fund Sales Company、Shenzhen Qianhai Paipaiwang Fund Sales Company、Beijing Huicheng Fund Sales Company、Beijing Geshang Fuxin Investment Consulting Co., Ltd.、Nanjing Suning Fund Sales Co., Ltd.,The most recent one is Shenzhen Yingxin Fund Sales Company, which obtained qualification in April this year.。“It can be seen from the approval time that the approval process has been tightened.。

"Informed sources revealed,Except for shareholders who are large central enterprises or financial institutions,Relevant departments will not issue new independent fund sales agency licenses,Even if application materials are submitted,It will not be approved for the time being.。Data display,2012February 22,The first batch of four independent fund sales agencies were officially approved,Shenzhen Zhonglu、Good buy in Shanghai、Noah is on his way、Shanghai Tiantian Fund obtains fund sales qualification。

"Independent fund sales agencies have grown from opening to 100,It took 4 years,actually,The public fund sales market is basically saturated,Shuffling and integrating is more conducive to the long-term development of the industry。"A person from an independent fund sales agency in Beijing said。Analysis by multiple independent fund sales institutions,The tightening of independent fund sales agencies echoes the tightening of registration and filing services for private equity managers。

There are currently 100 independent fund sales companies,There are nearly a thousand potential companies applying for licenses.。Out of consideration for risks and healthy development of the industry,We do not rule out the possibility that the competent authorities may reopen the review process after raising the application threshold.。


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