Port communicationRecently，Not only are there new changes in SI recruitment,，Even fund sales are facing major adjustments。here，Let's talk slowly。This article mainly talks about two things：One is，si fundraising filing issues，si fundraising filing classification, new and old plans are fermenting，Securities and equity businesses need to be operated in isolation；The second is，Fund sales specifications，Five major regulatory measures to strictly regulate fund sales，Fund companies change regulations on equity shares below 5%
Require
clear。
Apply for a project：si Fund manager registration application application agency：港信通-联系方式目前，The classified supervision of SI funds is taking a critical step。
According to February 9，21Confirmation from Century Economic Report reporter from multiple SI fundraising agencies，At present, the Securities Investment Fund Association of China (hereinafter referred to as the "Association") has migrated and upgraded the original SI fund manager system.，At present, a new terminal KOU involving administrator login has appeared on the "Association" website.。
Under the implementation of the new manager system，The "Association" will、Equity (including venture capital) fund raising managers will be subject to more stringent classification supervision，That is, in principle
Require
SI fund managers can only invest in securities、Choose one of the business scopes such as equity investment，And shall not operate any business that is inconsistent with its scope during the duration of its existence。
For those that have been carried out，Existing si-funded products that are not in line with the business scope，The fund raising manager is not allowed to extend the period、Expand the scale or increase the number of investors。It is understood，已经有部分机构就该问题接受了“协会”的约谈，and in accordance with this regulatory trend，Divest its businesses that have business confusion issues、Adjustment processing。
In the opinion of industry insiders，This isolation operation
Require
The proposal will help strengthen the supervision of SI funds，Prevent arbitrage and irregularities between different markets。Equity、Separate business operations of securities are based on the new system
Require
，si fund managers need to invest in equity、Choose one of the categories such as securities investment to operate。"Those who are engaged in the secondary market cannot invest in equity，Those who make equity investments cannot do the secondary market，This is the current regulatory trend。
”上海一家si募机构合伙人坦言。The above trends also mean，Management is recruiting areas，According to business type，Implement stricter classified supervision of managers。Some SI fund managers have previously been interviewed by the China Foundation Association on this issue.。“The regulatory authorities have talked to us before，It probably means that the same SI fund-raising institution cannot do securities at the same time.、equity business，So we are currently facing the task of cleaning up our business
Require
。
"The business director of an SI fundraising agency in Beijing said。It is worth mentioning that，in securities、There are still some definitional disputes about the isolation and differentiation of equity.。For example，SI funds that invest in NEEQ companies have the nature of SI equity investment，But NEEQ stocks are also a kind of broad securities.，Can also be classified as a securities investment fund。
"From the perspective of the target attributes，New OTC funds should belong to securities investment funds，Because the stocks of NEEQ companies are held in custody at CSI Dengbei Branch，The general equity investment is for industrial and commercial changes.。”北京一家si募基金投资经理表示，"But from a buyer's perspective，It is difficult for NEEQ companies to exit，Poor liquidity，It also has relatively strong equity investment characteristics.，From the perspective of management，New OTC business may currently be classified as equity financing。
"Another example，There is still controversy over whether fixed-increment investment is securities investment or equity investment.，Some institutions believe that private placement si financing should still be classified as equity investment。Is the Sino-US trade war over? ! -The article is titled “After days of verbal threats，The article “The United States and China are quietly seeking trade solutions” basically says，Several "informed sources" told the newspaper，The United States and China have "quietly" started negotiations to discuss how China can further open its market to the United States.。
Negotiations covered areas ranging from financial services to manufacturing，The above-mentioned people familiar with the matter said，U.S. Treasury Secretary Mnuchin and U.S. Trade Representative Lighthizer sent a letter to China last week，Lists many clarifications of the Trump administration
Require
，Including lowering tariffs on imported cars from the United States、Increase purchases of U.S. semiconductor products、Further opening up the financial sector to U.S. companies。One of the people familiar with the matter said，Mnuchin is considering going to Beijing to advance relevant negotiations。
Domestic media also quoted the above news from the Wall Street Journal，The report also stated，Mnuchin has given up：Hope to reach agreement with China to avoid "trade war"。The reason for the possible "truce" is，the U.S. Treasury secretary said of ongoing talks with China，"We are having very productive conversations with them"，"To reach an agreement，I remain cautiously optimistic.”。Is the rumbling Sino-US trade war coming to an abrupt end?
相关推荐上海注册股权基金公司和私募基金牌照
Application conditions
上海注册基金公司-158*0177*4767陈经理-基金公司注册有何
Require
上海注册基金公司-158*0177*4767陈经理-私募基金管理…Welcome to fund company license
Application conditions
咨询页面，Provided by Hong Kong Xintong-，The contact number is 134-170-46218, the contact phone number is 134-170-46218, the address is 70F, Ping An Financial Center, Futian District, Shenzhen City, Guangdong Province，Mainly engaged in license plates from two places。
About Hong Kong Xintong
Hong Kong Xintong focuses onGuangdong and Hong Kong license plates、Shenzhen Hazardous Chemicals Business License、Shenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services，Assist customers to applyShenzhen travel agency business license、Shenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
